Search for: "Time Sales Finance Corporation, in the Matter of"
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6 Oct 2023, 1:37 am
What matters is the messaging in your video. [read post]
5 Oct 2023, 9:01 pm
Today corporate crime intersects with our national security – in everything from terrorist financing, sanctions evasion, and the circumvention of export controls, to cyber- and crypto-crime. [read post]
3 Oct 2023, 9:01 pm
July 5, 2023, settled) The SEC settled claims with a Utah-based molecular diagnostic company, its CEO and its Head of Corporate Communications and Investor Relations (HCCIR) for issuing two allegedly misleading press releases in advance of a securities offering. [read post]
30 Sep 2023, 1:40 am
Many of our cases focused on sanctions evasion by designated oligarchs, and, to that extent, involved deep investigation of personal finances and asset tracing, which included investigations of fine art. [read post]
28 Sep 2023, 3:25 am
Yesterday, Corp Fin issued an announcement titled Division of Corporation Finance Actions in Advance of a Potential Government Shutdown, providing guidance on Corp Fin’s operations during the shutdown and various considerations for filing matters that would inevitably arise in the event of a lapse in appropriations and the resulting furlough of the SEC Staff during the pendency of a shutdown. [read post]
22 Sep 2023, 12:47 pm
High-pressure sales tactics: Avoid lawyers who pressure you into signing agreements or making hasty decisions without fully understanding your options. [read post]
21 Sep 2023, 3:15 am
One of the big reasons that KPIs attract a lot of attention from the SEC is that companies love to use them and talk about them – but a recent FEI Daily blog says that they may be overdoing it: Key Performance Indicators (KPIs) are present at nearly every level of the leading U.S. corporations—from their HR departments, to finance, to marketing, to sales. [read post]
20 Sep 2023, 5:50 am
The transaction was financed by Woodforest National Bank and NorthCoast Mezzanine, with advisory roles played by Kenyon Group, BakerHostetler, and Moss Adams. [read post]
15 Sep 2023, 4:00 am
From the States and Municipalities Canada – Doug Ford Recommends Possible Jail Time for Ontario Lobbyists Caught Breaking the Rules CTV – Katherine DeClerq | Published: 9/6/2023 Ontario Premier Doug Ford instructed the province’s attorney general to review legislation governing lobbyists and add increased penalties, including jail time, if they break rules. [read post]
13 Sep 2023, 8:46 am
Why go through the expensive and time-consuming legal route to get a compliance order when a condo can smack unruly owners with chargebacks which, if unpaid, a lien and could cause the owner losing their unit via power of sale? [read post]
8 Sep 2023, 1:44 pm
Estate planning is an ongoing process that needs to be reviewed and adapted over time. [read post]
7 Sep 2023, 9:01 pm
However, the $400,000 minimum denomination requirement is not currently applicable to eligible LTD issued by US G-SIBs, although in certain jurisdictions, securities regulators do limit sales of bail-in debt securities to retail investors. [read post]
4 Sep 2023, 5:44 am
In a separate section below, I discuss the various macroeconomic issues that are affecting companies’ operations and finances, and that are in some cases translating into securities litigation. [read post]
30 Aug 2023, 9:05 pm
The Attack Devices Used by Activists Seeking to force a sale of all or part of the company by leaking or initiating rumors of an unsolicited takeover approach, publicly calling for a sale or divestiture, acting as an (unauthorized) intermediary with strategic acquirers and private equity funds, taking positions in both the target and the acquirer, making a “stalking-horse” bid for all or part of the company (with or without secured financing), partnering with a… [read post]
30 Aug 2023, 5:44 am
They offer valuable advice on efficient management strategies for your finances, reducing overall liabilities while maximizing returns. [read post]
30 Aug 2023, 5:41 am
Be it individuals or corporations; experienced practitioners possess extensive insights into federal, state, local, even sales taxes enabling them to offer comprehensive tailored advice for each client’s unique situation. [read post]
29 Aug 2023, 3:00 am
And new times. [read post]
25 Aug 2023, 4:00 am
California – Ex-Anaheim Mayor to Plead Guilty to Corruption Charges Tied to Angel Stadium Sale MSN – Adam Elmahrek, Nathan Fenno, and Gabriel San Román (Los Angeles Times) | Published: 8/16/2023 Former Anaheim Mayor Harry Sidhu agreed to plead guilty to four criminal charges, capping a years-long investigation into alleged corruption that led to his resignation and scuttled the city’s $320 million sale of Angel Stadium. [read post]
22 Aug 2023, 4:30 am
You can get all of the latest insights by joining me on Wednesday, September 20 for my interview with Erik Gerding, Director of the SEC’s Division of Corporation Finance. [read post]
10 Aug 2023, 6:26 am
No matter how talented and dedicated they are, business owners will not get far without financing. [read post]
