Search for: "Tyler Broker" Results 41 - 60 of 92
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27 Aug 2017, 4:34 pm by INFORRM
., GWU Law School Public Law Research Paper No. 2017-47, GWU Legal Studies Research Paper No. 2017-47, Dawn Carla Nunziato, George Washington University Law School Free Speech Originalism, Tyler Broker, University of Arizona – James E. [read post]
19 Jul 2017, 6:15 am by David Markus
Brown's nomination came only 23 days after he and his New York law partner secured the acquittal of a bond trader in a federal trial in Connecticut closely watched by Wall Street.Brown—a former federal prosecutor and co-leader of Alston's government and internal investigations practice—teamed up with Alston New York partner Brett Jaffe in a successful defense of Tyler Peters, a former vice president at international broker-dealer Nomura Securities… [read post]
29 Mar 2017, 3:25 am by NCC Staff
Late in his life, Tyler tried to broker a solution to Southern secession, but when that failed, Tyler was named to the Confederate Congress in 1861 as a delegate from Virginia. [read post]
21 Dec 2016, 11:00 am by J. Dana Stuster
Whatever chance there was for even moderate integration with Europe—if not as an EU member state, then under the auspices of the refugee agreement brokered in 2015—evaporated with the expansion of anti-terrorism laws that circumscribe basic political freedoms. [read post]
15 Aug 2016, 6:05 am
Whether you listen to lead singer Steven Tyler or the natural born "Singer" Bill, it's hard not to accept the fact that there are some things we just don't want to miss. [read post]
14 Feb 2016, 4:02 pm by INFORRM
The most significant law and media news of the week was the announcement on Friday that the Independent newspapers are the close in March. [read post]
31 Jan 2016, 4:07 pm by INFORRM
Research and Resources MsLods’ Law+Technology Round up, 28 January 2016 ‘Privacy and Freedom of the Press from 2004-2015: From Campbell to Leveson’ , in L Edwards Law, Policy and the Internet (Hart Publishing: Forthcoming), Lachlan Urquhart, University of Nottingham, School of Computer Science First Amendment Speculation and Conjecture, Tyler Broker, University of Arizona – James E. [read post]
1 Sep 2015, 7:35 am by Adam Weinstein
The Financial Industry Regulatory Authority (FINRA) sanctioned (Case No. 2014040633301) broker Tyler Powell (Powell) concerning allegations that Powell exercised discretion in a customer’s account without obtaining prior written authorization from the customer. [read post]
8 Apr 2015, 3:23 pm by D. Daxton White
Mewbourne Energy Partners. is an oil and gas private placement sponsored by Mewbourne Oil Company, based in Tyler, Texas. [read post]
8 Apr 2015, 3:20 pm by D. Daxton White
Mewbourne Energy Partners. is an oil and gas private placement sponsored by Mewbourne Oil Company, based in Tyler, Texas. [read post]
8 Apr 2015, 2:50 pm by D. Daxton White
Mewbourne Energy Partners. is an oil and gas private placement sponsored by Mewbourne Oil Company, based in Tyler, Texas. [read post]
6 Aug 2014, 8:07 am by Adam Weinstein
Roman Tyler Luckey entered the securities industry in 1997, when he associated with Brookstreet Securities Corp. [read post]
4 Aug 2014, 7:10 pm by Adam Weinstein
In addition, FINRA alleged that the representatives’ direct supervisors, including Marc Arena (Arena) and Roman Tyler Luckey (Luckey) and the firm’s Compliance Department managers knew what was transpiring but took no meaningful steps to curtail the misconduct. [read post]
17 Jan 2014, 11:40 am by Rebecca Tushnet
Data brokers like being able to operate in private and resist calls for transparency. [read post]
15 Dec 2013, 9:19 pm by Allison Tussey
Tyler Fitzsimons, 35, Gold Hill, Oregon, was sentenced to 90 months in prison for spearheading this mortgage-fraud scheme. [read post]