Search for: "U.S. Equity, LLC"
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12 Jan 2024, 11:58 am
LLC and its former equity syndicate desk head, Pawan Passi, for engaging in a multi-year fraud related to the disclosure of confidential information on in block trading. [read post]
12 Jan 2024, 8:56 am
In a parallel action, the U.S. [read post]
2 Jan 2024, 11:26 am
This strategy becomes a convenient tool in equity allocation management. [read post]
14 Dec 2023, 6:09 am
She has signaled that other considerations—such as civil rights, labor, the environment, and equity—will also inform policy. [read post]
13 Dec 2023, 3:42 pm
One can also fairly conclude that the foreign businesses who dealt with Hunter and James did so, at least in part, in the hope of enhancing their own international credibility by associating with a family member of the U.S. [read post]
12 Dec 2023, 11:20 pm
The U.S. [read post]
11 Dec 2023, 9:05 pm
Equity well serves the ends of justice – and Delaware’s just law arguably contributes significantly to macro-level stability of the U.S. economy. [read post]
11 Dec 2023, 5:39 pm
U.S. [read post]
11 Dec 2023, 1:18 pm
A “Reporting Company” is any corporation, LLC, or other legal entity formed under U.S. law, and any foreign legal entity registered to conduct business in the U.S., by filing a document with a state or tribal government office. [read post]
7 Dec 2023, 8:54 pm
The following disclaimer is included to ensure that we comply with U.S. [read post]
7 Dec 2023, 8:13 am
Certain limited partners in venture capital and private equity will likely see an increase in their tax liability due to a recent U.S. [read post]
29 Nov 2023, 9:01 pm
On November 14, 2023, the U.S. [read post]
29 Nov 2023, 10:40 am
QSBS refers to shares of stock issued by a qualified small business that meets certain criteria outlined in Section 1202 of the U.S. [read post]
20 Nov 2023, 9:01 pm
Madoff Investment Securities LLC (BLMIS) was a Ponzi scheme led to its liquidation under the Securities Investor Protection Act (SIPA).1 A SIPA liquidation is designed to collect “customer property” for ratable distribution among customers based on their “net equity” — investments minus withdrawals (i.e., loss of principal).2 SIPA largely incorporates the Bankruptcy Code and allows the SIPA trustee to recover property transferred by the debtor that… [read post]
15 Nov 2023, 6:26 am
LLC for failing to provide complete and accurate securities trading information, known as blue sheet data, to the SEC. [read post]
14 Nov 2023, 9:01 pm
LLC for failing to provide complete and accurate securities trading information, known as blue sheet data, to the SEC. [read post]
10 Nov 2023, 6:30 am
Uyeda, U.S. [read post]
10 Nov 2023, 6:30 am
Uyeda, U.S. [read post]
9 Nov 2023, 9:01 pm
The U.S. [read post]
9 Nov 2023, 6:31 am
At the same time, the U.S. [read post]
