Search for: "UBS AG New York" Results 41 - 60 of 201
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20 Jan 2016, 5:21 am by Mary Jane Wilmoth
Premiere Power, LLC; John Jankovic; and Jerry Jankovic Case number: 15-cv-01248 (United States District Court for the Southern District of New York) Case filed: February 20, 2015 Qualifying Judgment/Order: October 9, 2015 11/30/2015 2/28/2016 2015-126 In the Matter of UBS Willow Management LLC and UBS Fund Advisor LLC Administrative Proceeding File No.: 3-16909 Case filed: October 19, 2015 <b>Initial Decision:</b> <a… [read post]
14 Jan 2016, 1:23 pm by Malecki Law Team
Gold has also been registered with Merrill Lynch in Florida, Advest in Connecticut, and Prudential in New York City. [read post]
14 Jan 2016, 1:15 pm by Benjamin Wittes, Zoe Bedell
UBS AG and the Seventh Circuit in Boim have rejected the idea that § 2333(a) supports secondary liability, though the Ninth Circuit (where the suit against Twitter was filed) has not yet addressed this question. [read post]
6 Jul 2015, 4:25 pm by Sabrina I. Pacifici
Twelve firms were required to submit plans on July 1: Bank of America Corporation, Bank of New York Mellon Corporation, Barclays PLC, Citigroup Inc., Credit Suisse Group AG, Deutsche Bank AG, Goldman Sachs Group, JPMorgan Chase & Co., Morgan Stanley, State Street Corporation, UBS AG, and Wells Fargo & Company. [read post]
29 Jun 2015, 10:56 am by Thomas Kidera
On June 18, 2015, Justice Marcy Friedman of the New York Supreme Court dismissed RMBS fraud claims brought by Commerzbank AG London Branch (“Commerzbank”) against UBS, Nomura Holdings Inc., Barclays Bank PLC, Citigroup and other banks on the grounds that the fraud claims at issue were barred by the statute of limitations. [read post]
29 Mar 2015, 4:30 am by Barry Sookman
e-Alert http://t.co/Z14rKpVwPG -> Eng.CA sends case back to CJEU ITV Broadcasting Ltd & Ors v TVCatchup Ltd & Ors [2015] EWCA Civ 204 http://t.co/frClUO3ttD -> Facebook, New York Times deal could change the news biz http://t.co/1Drjkrl2pF -> The B.C. [read post]
11 Feb 2015, 7:32 am by John Jascob
The banks, including UBS AG, Royal Bank of Scotland plc (RBS), JPMorgan & Chase Co, and Credit Suisse Group AG previously agreed to settlements with various regulators to resolve charges of manipulation and restraint of trade. [read post]
5 Jan 2015, 10:00 pm by Doug Austin
Weatherford Int’l, New York Magistrate Judge James C. [read post]
21 Nov 2014, 1:02 pm by Kelly Phillips Erb
Treasury, $100 million to the Federal Reserve, and $715 million to the New York State Department of Financial Services. [read post]
10 Oct 2014, 9:20 am
Although the antitrust division has granted immunity to Switzerland’s largest bank, UBS AG, in exchange for evidence of misconduct, UBS still faces action by the criminal fraud division. [read post]
8 Oct 2014, 5:18 am by SHG
Along with administering the UBE, the SBLE has proposed that New York’s bar examination continue to incorporate a New York law-specific component. [read post]
1 Oct 2014, 4:29 am by Sean Hayes
Hanwha Life Insurance, a Korean Insurance company, case against UBS AG was dismissed by a New York court. [read post]
3 Jul 2014, 7:10 pm by Sabrina I. Pacifici
They are: Bank of America Corporation, Bank of New York Mellon Corporation, Barclays PLC, Citigroup Inc., Credit Suisse Group AG, Deutsche Bank AG, Goldman Sachs Group, HSBC Holdings plc, JPMorgan Chase & Co., Morgan Stanley, State Street Corporation, UBS AG, and Wells Fargo & Company. [read post]
24 Jun 2014, 11:36 am
District Court for the Southern District of New York, a class action has been filed against the titan investment firm on behalf of seven of its investors. [read post]
23 May 2014, 12:05 pm by D. Daxton White
According to The New York Times, from 2006 to 2009, the amount of credit default swaps increased from 0.18% to 43% of Willow’s portfolio. [read post]
20 May 2014, 7:08 am by Kelly Phillips Erb
Treasury, $100 million to the Federal Reserve, and $715 million to the New York State Department of Financial Services. [read post]
9 May 2014, 2:42 am by Lyle Roberts
UBS AG, 2014 WL 1778041 (2d Cir. [read post]
29 Apr 2014, 8:10 am by Editorial Board
., Ameritas Life Insurance Corp. and Acacia Life Insurance Company, on the one hand, and UBS AG, UBS Securities LLC and Mortgage Asset Securitization Transactions, Inc., (collectively, UBS), on the other, filed a motion in the United States District Court for the Southern District of New York seeking voluntary dismissal based on the fact that they had reached a settlement. [read post]