Search for: "UBS Americas, Inc."
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3 Feb 2009, 5:57 am
Defendants include, but are not limited to, Merrill Lynch & Co., Inc., Morgan Stanley, JP Morgan Chase & Co., Bear Stearns & Co., Inc., AIG Financial Products Corp., UBS AG, and Piper Jaffray & Co. [read post]
21 Aug 2012, 8:00 am
UBS Americas Inc., http://www.structuredfinancelitigation.com/files/2012/06/UBS-Interlocutory.pdf, Judge Denise Cote claimed that there was a single question as to if the FHFA may proceed with its federal securities laws’ claims against UBS regarding the sale of mortgage backed securities to Fannie Mae and Freddie Mac. [read post]
1 Jun 2009, 9:10 pm
Inc., Royal Bank of Canada, Morgan Stanley, Wachovia Corp, and UBS AG. [read post]
4 Jun 2018, 6:38 am
UBS Financial Services Inc. [read post]
6 Sep 2011, 9:37 am
The FHFA are seeking damages and civil penalties under the Securities Act of 1933, and state that the complaints are similar to a lawsuit filed earlier this summer against UBS Americas, Inc. [read post]
5 Mar 2009, 12:06 pm
., Credit Suisse Securities (USA) LLC, Barclays Capital Inc., Bear Stearns & Co., Countrywide Securities Corp., Deutsche Bank Securities Inc., JPMorgan Chase Inc., Bank of America Corp., Citigroup Global Markets Inc., McGraw-Hill Cos., Moody's Investor Services Inc., and Fitch Ratings Inc., over allegations that they made false statements in the prospectus and registration statement for certificates that were collateralized… [read post]
16 Feb 2016, 12:06 pm
While investors have suffered alarming losses in the oil and natural gas related investments, broker-dealers such as Citigroup, Barclays, Wells Fargo, Bank of America Merrill Lynch, Credit Suisse, Goldman Sachs, Morgan Stanley, UBS and JP Morgan have made approximately $1.1 billion in fees and commissions from selling these products. [read post]
29 Aug 2008, 11:00 pm
To McCain: Merrill Lynch $296,913 Citigroup Inc $268,501 Morgan Stanley $234,272 Goldman Sachs $208,395 JPMorgan Chase & Co $179,975 AT&T Inc $174,497 Greenberg Traurig LLP $150,387 Credit Suisse Group $150,025 Blank Rome LLP $149,426 PricewaterhouseCoopers $140,120 UBS AG $139,665 US Government … [read post]
2 Feb 2018, 2:29 pm
UBS/PaineWebber, Inc., 373 N.J. [read post]
10 Feb 2011, 11:56 am
Also, CalPERS has a shareholder lawsuit against Bank of America Corp. [read post]
4 Apr 2018, 7:38 am
Morgan Securities LLC Kenneth Taylor Foreman Securities America, Inc. [read post]
21 Nov 2022, 9:02 am
UBS Financial Services Inc. [read post]
28 Nov 2022, 9:02 am
UBS Financial Services Inc. [read post]
25 Sep 2009, 7:54 am
., Bank of America NA and UBS. [read post]
26 Feb 2012, 5:12 am
DLA Piper Google Inc. [read post]
30 Apr 2010, 10:26 pm
While Stifel increased its adviser roster by over 500 in 2009, absorbing over 300 advisers from UBS Financial Services Inc. [read post]
5 Nov 2007, 12:44 am
On March 6, 2002, UBS hired @stake Inc., a digital forensics company, to investigate the infected computers. [read post]
17 Sep 2017, 7:30 pm
FOR IMMEDIATE RELEASE EXACTLY TEN YEARS AGOon September 17, 2007 NATIONAL COLLEGIATE STUDENT LOAN TRUST 2007-4Contact:Janice WalkerVice PresidentCorporate Communications617.638.2047Lee JacobsonVice PresidentInvestor Relations617-638-2065News for Immediate ReleaseFirst Marblehead Announces PreliminaryEstimate of Up-front Fees in UpcomingSecuritizationBOSTON, MA, September 17, 2007 – The First Marblehead Corporation (NYSE: FMD) today announced its estimated up-front structural advisory… [read post]
28 Aug 2015, 8:15 am
Stein has voiced her objections to waivers on at least two other occasions regarding Deutsche Bank AG and for multiple waivers granted to UBS AG, Barclays Plc, Citigroup Inc., JPMorgan Chase & Co., and the Royal Bank of Scotland Group Plc. [read post]
19 Sep 2008, 3:59 pm
While this is the first auction-rate securities settlement reached by FINRA, state securities regulators have previously announced auction-rate securities settlements with Citigroup, UBS, JP Morgan, Morgan Stanley, Wachovia, Merrill Lynch, Deutsche Bank, Goldman Sachs, Bank of America, and Fidelity. [read post]
