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5 Jul 2020, 10:00 pm
The US Commodity Futures Trading Commission (CFTC) on June 25 withdrew from consideration Regulation Automated Trading (Reg AT), along with its comprehensive registration and “AT Person” designation regime, and instead proposed electronic trading principles applicable to designated contract markets (DCMs). [read post]
23 Dec 2016, 8:23 am
The regulatory agency has requested public comment on proposed amendments The Commodity Futures Trading Commission (CFTC), the independent US government agency that regulates futures and options markets, has requested public comment on proposed amendments to their rules regarding whistleblowers. [read post]
23 Dec 2016, 8:23 am
The regulatory agency has requested public comment on proposed amendments The Commodity Futures Trading Commission (CFTC), the independent US government agency that regulates futures and options markets, has requested public comment on proposed amendments to their rules regarding whistleblowers. [read post]
28 Sep 2015, 10:36 am
In a ruling of particular importance to the digital currency community, the US Commodity Futures Trading Commission (CFTC) for the first time has definitively ruled that Bitcoin and other digital currencies (also known as virtual currencies or cryptocurrencies) are commodities subject to the CFTC’s jurisdiction. [read post]
7 Jul 2020, 10:00 pm
The US Commodity Futures Trading Commission adopted final rules on June 25 prohibiting post–trade name give-up for anonymously executed and intended-to-be-cleared swaps effected on swap execution facilities. [read post]
7 Jul 2020, 10:00 pm
The US Commodity Futures Trading Commission adopted final rules on June 25 prohibiting post–trade name give-up for anonymously executed and intended-to-be-cleared swaps effected on swap execution facilities. [read post]
7 Jul 2020, 10:00 pm
The US Commodity Futures Trading Commission adopted final rules on June 25 prohibiting post–trade name give-up for anonymously executed and intended-to-be-cleared swaps effected on swap execution facilities. [read post]
7 Jul 2020, 10:00 pm
The US Commodity Futures Trading Commission adopted final rules on June 25 prohibiting post–trade name give-up for anonymously executed and intended-to-be-cleared swaps effected on swap execution facilities. [read post]
7 Jul 2020, 10:00 pm
The US Commodity Futures Trading Commission adopted final rules on June 25 prohibiting post–trade name give-up for anonymously executed and intended-to-be-cleared swaps effected on swap execution facilities. [read post]
7 Jul 2020, 10:00 pm
The US Commodity Futures Trading Commission adopted final rules on June 25 prohibiting post–trade name give-up for anonymously executed and intended-to-be-cleared swaps effected on swap execution facilities. [read post]
14 Dec 2006, 5:27 am
BP, which is based in London, said it was notified by investigators at the Commodity Futures Trading Commission last month that they intended to recommend a [...] [read post]
24 May 2012, 3:03 pm
Commodity Futures Trading Commission (CFTC) brought charges today in the U.S. [read post]
5 Oct 2021, 6:58 am
In 15 recent enforcement actions, the Commodity Futures Trading Commission (CFTC) announced charges against various digital asset exchanges for failure to register appropriately as futures commission merchants (FCMs). [read post]
1 Apr 2024, 3:12 pm
On March 19, the Commodity Future Trading Commission (CFTC) Whistleblower Office posted a Notice of Covered Action (NCA) for a case against an unregistered Florida commodity pool operator. [read post]
27 Nov 2023, 7:50 am
Commodity Futures Trading Commission (CFTC) posted a Notice of Covered Action (NCA) for a $20 million enforcement action taken against an Illinois man and his entities for operating a commodity pool Ponzi scheme. [read post]
8 Apr 2016, 8:25 am
Commodity Futures Trading Commission (“CFTC”) announced on April 4, 2016 an award of more than $10 million to a whistleblower who provided important, original information that led to a successful CFTC enforcement action. [read post]
2 Apr 2019, 6:08 am
Commodity Futures Trading Commission (“CFTC” or the “Commission”) issued an Enforcement Advisory applicable to non-registered companies and individuals regarding its cooperation and self-reporting program specifically relating to violations of the Commodity Exchange Act (“CEA”) that involve foreign corrupt practices (the “CFTC Foreign Corrupt Practices Advisory” or the “Advisory”). [1]… [read post]
8 Apr 2020, 9:00 pm
Our colleagues in the investment management practice have prepared a chart that summarizes the available relief provided by the US Securities and Exchange Commission, Financial Industry Regulatory Authority, Commodity Futures Trading Commission, and National Futures Association from certain regulatory requirements. [read post]
3 Mar 2019, 6:20 am
The Commodity Futures Trading Commission (CFTC) is considering how smart contract applications on the blockchain implicate its jurisdiction and enforcement authority. [read post]
19 Sep 2023, 10:00 pm
The US Commodity Futures Trading Commission (CFTC) recently settled enforcement actions against operators of three decentralized finance (DeFi) protocols (i.e., collections of smart contracts on blockchains that offer contracts, such as futures contracts, swaps, or retail leveraged contracts, in a decentralized and permissionless/open-access manner) that were found to be in violation of the Commodity Exchange Act (CEA). [read post]
