Search for: "US Securities and Exchange Commission"
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12 Jun 2024, 6:39 am
Cybersecurity measures must be robust to protect sensitive information exchanged during these stages. [read post]
11 Jun 2024, 9:01 pm
As is customary, I’d like to note that my views are my own as Chair of the Securities and Exchange Commission, and I am not speaking on behalf of my fellow Commissioners or the staff. [read post]
11 Jun 2024, 1:25 pm
The Securities and Exchange Commission today charged Ilit Raz, CEO and founder of the now-shuttered artificial intelligence recruitment startup Joonko, with defrauding investors of at least $21 million by making false and misleading statements about the quantity and quality of Joonko’s customers, the number of candidates on its platform, and the company’s revenue. [read post]
10 Jun 2024, 7:12 am
Securities and Exchange Commission probe by directing a colleague to lie. [read post]
10 Jun 2024, 5:34 am
H.J.Res.109 [118th] Providing for congressional disapproval under chapter 8 of title 5, United States Code, of the rule submitted by the Securities and Exchange Commission relating to “Staff Accounting Bulletin No. 121” 4. [read post]
7 Jun 2024, 11:00 pm
Organizations must incorporate human-centric security. [read post]
7 Jun 2024, 11:00 pm
Organizations must incorporate human-centric security. [read post]
7 Jun 2024, 1:18 pm
SEC Bars Three Brokers in Horizon Ponzi Scheme Today the US Securities and Exchange Commission (SEC) announced it has settled charges with three former financial advisors who were involved with an alleged Ponzi scheme in Georgia. [read post]
7 Jun 2024, 10:50 am
The Securities and Exchange Commission charged three persons with fraud for selling unregistered membership interests in LLCs that purported to invest in shares of pre-IPO companies, first on behalf of StraightPath Venture Partners LLC, the subject of the Commission’s emergency action in May 2022, and, later, on behalf of Legend Venture Partners LLC, the subject of the Commission’s emergency action in June 2023. [read post]
7 Jun 2024, 3:30 am
Court of Appeals for the Fifth Circuit vacated the “Private Funds Rules,” which the Securities and Exchange Commission (the “SEC”) adopted on August 23, 2023. [read post]
7 Jun 2024, 3:20 am
His remarks were titled “Eras Tour of the Securities and Exchange Commission | The SEC’s 90th Anniversary” and he opened by saying: How did Taylor Swift break all-time records with the Eras Tour? [read post]
6 Jun 2024, 10:00 pm
In a unanimous decision published on June 5, 2024, the US Court of Appeals for the Fifth Circuit vacated the entire set of regulations, including amendments to existing rules (collectively, the Rules), adopted by the US Securities and Exchange Commission (SEC) in August 2023. [read post]
6 Jun 2024, 10:00 pm
In a unanimous decision published on June 5, 2024, the US Court of Appeals for the Fifth Circuit vacated the entire set of regulations, including amendments to existing rules (collectively, the Rules), adopted by the US Securities and Exchange Commission (SEC) in August 2023. [read post]
6 Jun 2024, 10:00 pm
In a unanimous decision published on June 5, 2024, the US Court of Appeals for the Fifth Circuit vacated the entire set of regulations, including amendments to existing rules (collectively, the Rules), adopted by the US Securities and Exchange Commission (SEC) in August 2023. [read post]
6 Jun 2024, 10:00 pm
In a unanimous decision published on June 5, 2024, the US Court of Appeals for the Fifth Circuit vacated the entire set of regulations, including amendments to existing rules (collectively, the Rules), adopted by the US Securities and Exchange Commission (SEC) in August 2023. [read post]
6 Jun 2024, 10:00 pm
In a unanimous decision published on June 5, 2024, the US Court of Appeals for the Fifth Circuit vacated the entire set of regulations, including amendments to existing rules (collectively, the Rules), adopted by the US Securities and Exchange Commission (SEC) in August 2023. [read post]
6 Jun 2024, 10:00 pm
In a unanimous decision published on June 5, 2024, the US Court of Appeals for the Fifth Circuit vacated the entire set of regulations, including amendments to existing rules (collectively, the Rules), adopted by the US Securities and Exchange Commission (SEC) in August 2023. [read post]
6 Jun 2024, 9:05 pm
Securities and Exchange Commission from 2018 to 2020. [read post]
6 Jun 2024, 9:05 pm
Biden vetoed a resolution to preserve a Securities and Exchange Commission (SEC) rule requiring institutions to record digital assets as liabilities on their balance sheets. [read post]
6 Jun 2024, 2:03 pm
Facebook now petitions for review, supported by “friend of the court” briefs from law professors and former Securities and Exchange Commission officials, by the Chamber of Commerce and other industry groups, and by the Washington Legal Foundation. [read post]
