Search for: "US Securities and Exchange Commission v. Brown"
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24 Aug 2023, 9:05 pm
Securities and Exchange Commission (SEC) voted to reform transparency rules for private equity and hedge funds, which together manage about $20 trillion in assets. [read post]
12 Nov 2013, 11:28 am
While we're at it, we'll note the publication of The Second Amendment on Trial: Critical Essays on District of Columbia v. [read post]
21 Feb 2014, 9:00 am
We’ve covered this case, Liu v. [read post]
28 Apr 2017, 8:37 am
In contrast to the Securities and Exchange Commission (SEC) and the Commodity Futures Trading Commission (CFTC), which consider a company’s disclosure of individuals’ involvement in the misconduct as an important factor in their analysis,[[iii]] the Yates Memo has adopted an “all-or-nothing” approach: it requires corporations to disclose to the DOJ all relevant facts about individuals’ involvement in the misconduct in order to qualify… [read post]
19 Apr 2017, 4:38 am
Securities and Exchange Commission enforcement tool may soon be reined in by the U.S. [read post]
11 May 2019, 5:36 am
Sarah Grant and Rachael Hanna summarized the latest developments at the 9/11 military commissions. [read post]
6 Mar 2024, 9:01 pm
Today’s rule is the culmination of efforts by various interests to hijack and use the federal securities laws for their climate-related goals. [read post]
4 Apr 2011, 1:15 pm
Form 10-K Annual Report For the Fiscal Year Ended December 31, 2010, which was filed with the Securities and Exchange Commission on February 28, 2011: As of December 31, 2010, approximately 1,295 cases, which include approximately 1,675 plaintiff groups, had been filed and were pending against [Merck & Co., Inc.] in either federal or state court.... [read post]
9 Nov 2014, 6:46 pm
This is done by creating the United States Sentencing Commission, directing that Commission to devise guidelines to be used for sentencing, and prospectively abolishing the Parole Commission. [read post]
1 Feb 2023, 9:01 pm
The passage of the Securities Act and the Exchange Act, and the authority that Congress gave to the Commission, reflected an intentional and marked departure from that dark default. [read post]
27 Jul 2016, 4:00 am
Brown was already using against him and to protect himself from the harm caused by that use of force. [read post]
27 Nov 2015, 9:39 am
The Brown decision took place outside the context of a threat to national security. [read post]
8 Jan 2009, 12:16 am
DISTRICT COURTSOUTHERN DISTRICT OF NEW YORKAttorneys' FeesFree With Registration: Fees to Receiver's Law Firm in Securities Fraud Case Reduced as Excessive for 20 Days' WorkSecurities and Exchange Commission v. [read post]
5 Sep 2014, 5:33 am
Jerry Brown, also bans all gifts from lobbyists. [read post]
31 Oct 2019, 3:59 am
The concept of a security agent is commonly used in Switzerland. [read post]
14 Feb 2013, 11:49 am
Johnson, Brown v. [read post]
14 Feb 2013, 11:49 am
Johnson, Brown v. [read post]
26 Jun 2014, 7:40 am
Brown in the Boston Business Journal Breaking News – Carlton Cabot Charged With Fraud Clotfelter v. [read post]
17 Apr 2017, 4:04 am
Securities and Exchange Commission, a case to be argued tomorrow that asks whether a federal statute of limitations on civil penalties and forfeitures applies to disgorgements, warning that a ruling against the SEC could “make it harder to maintain a pool of award money that’s been available to whistleblowers since the Dodd-Frank Act was implemented in 2011. [read post]
15 Mar 2012, 9:53 am
All three men were participated in events concerning Kellogg Brown &am [read post]
