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18 Jan 2021, 10:00 pm
The US Commodity Futures Trading Commission has initiated a review of three RSBIX NFL binary options sports event contracts proposed to be listed by Eris Exchange, LLC and opened a 30-day public comment period that ends on January 28, 2021. [read post]
1 Jul 2010, 8:22 am
Other extreme exchange traded funds trade volatile commodities futures. [read post]
28 Dec 2018, 4:00 pm
“Owning a share in a REIT, a fund or an LLC that owns a share in another LLC does not qualify. [read post]
1 Jun 2010, 3:20 pm
For further information, please contact us. [read post]
14 May 2021, 8:31 am
The post FINRA Issues Investor Alert Regarding Zero-Commission Online Trading appeared first on Zamansky LLC. [read post]
17 Jan 2023, 6:30 am
Kesner is a Partner at Pay Governance LLC. [read post]
17 Jan 2023, 6:30 am
Kesner is a Partner at Pay Governance LLC. [read post]
FORMER PORTFOLIO MANAGER AT HEDGE FUND INVESTMENT ADVISOR DIAMONDBACK CAPITAL MANAGEMENT SUED BY SEC
1 Sep 2011, 5:55 am
The SEC complaint alleges that the former portfolio manager used inside information to trade ahead of the November 29, 2009 announced acquisition of Axcan Pharma Inc. [read post]
24 Oct 2017, 9:38 am
Gray, P.C. possess considerable experience in representing aggrieved investors who have lost money due to unsuitable recommendations to purchase inappropriate securities, including illiquid non-traded investment products that do not trade on a national securities exchange. [read post]
4 Apr 2012, 1:01 am
In its complaint, the CFTC claims the Toronto-based lender made misleading and false statements about “wash trades” between 2007 and 2010, which allowed affiliates to trade between themselves in a manner that undermined competition and price discovery on the OneChicago LLC exchange. [read post]
24 Mar 2015, 6:19 am
According to the Complaint (see below), in September 2014, Precision made a deal with Channel Masters, LLC for Channel to purchase and resell the PaceSetter™ Drone in exchange for a commission on each drone and related parts sold. [read post]
28 Sep 2022, 8:06 am
Separately, the Commodity Futures Trading Commission announced settlements with the firms for related conduct. [read post]
21 Jun 2021, 12:00 pm
The Parties apparently exchanged multiple letters regarding the Website Content and various other intellectual property rights. [read post]
31 Mar 2009, 1:45 am
In fact, there are publicly traded LLCs -- Fortress and OchZiff come to mind. [read post]
31 Aug 2011, 11:57 am
Farukiof of Aurora, Illinois and his advisory firm Neural Markets LLC solicited highly sophisticated individuals to invest in the "Evolution Quantitative 1X Fund," a hedge fund they managed that supposedly used a proprietary algorithm to carry out an arbitrage strategy involving trading in liquid exchange-traded funds (ETFs). [read post]
18 Mar 2018, 6:00 pm
The property must be used in trade or business for either investment or productive use. [read post]
8 Jun 2024, 11:13 am
Latency also plays a role in more mundane interactions, such as negotiating the price of a used car. [read post]
19 Mar 2024, 12:49 pm
” The SEC charged Genesis and Gemini Trust Company, LLC (“Gemini”) on January 12, 2023. asserting that the Gemini Earn program was a purported investment opportunity where Gemini customers, including retail investors in the United States, loaned their crypto assets to Genesis in exchange for Genesis’ promise to pay interest earned from Genesis’ use of the loaned crypto assets. [read post]
18 Dec 2010, 3:42 pm
Hedge fund manager and investment adviser Trueblue Strategies LLC owner Neil Godbole has agreed to settle for $40,000 Securities and Exchange Commission charges that he hid his investors’ trading losses. [read post]
21 Aug 2017, 5:00 am
File no. 3-17808 (Jan. 24, 2017), and In the Matter of Morgan Stanley Smith Barney LLC, SEC, Admin. [read post]
