Search for: "USA Investment Partners, LLC"
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18 Jan 2016, 2:05 pm
Some currently traded MLPs include: MLP Sector Ticker Symbol 8Point3 Energy Partners Solar Energy CAFD Access Midstream Natural Gas Midstream ACMP Alliance Bernstein Financial Services AB Alliance Holdings GP LP Coal AHGP Alliance Resource Partners Coal ARLP Alon Partners USA Refiner ALDW American Midstream Partners Natural Gas Midstream AMID Amerigas Partners Propane Marketing APU Antero Midstream Partners Natural Gas Midstream AM Arc… [read post]
29 Aug 2017, 9:04 pm
Pitt is currently an officer for the global consulting firm of Kalorama Partners LLC, and its law firm affiliate Kalorama Legal Services PLLC. [read post]
10 Dec 2018, 3:43 pm
LAGP is owned indirectly by funds managed by Fengate Asset Management (“Fengate LAGP US I, LLC”, 83.3%) and PCL Investments USA, LLC (“PCL LAGP Partnership LP”, 16.7%). [read post]
15 Dec 2014, 4:44 pm
Investment Advisers Act or state law registration requirements for investment advisers may apply to managers of EB-5 funds In a presentation on securities law issues applicable to EB-5 regional centers and sponsors at the May 2014 annual conference of the Association to Invest In the USA (“IIUSA“), the trade association for EB-5 regional centers, a representative of the Securities and Exchange Commission (“SEC“) stated that the… [read post]
13 Mar 2018, 4:51 am
Karen Meador, Managing Director at BDO USA LLP, Gregg Osenkowski, Principal at Sverica Capital Management LLC, and Wyatt Ritchie, Managing Director at Cain Brothers & Company, LLC. [read post]
11 Nov 2022, 9:28 am
According to FINRA Disciplinary actions for October 2022, the following individuals were suspended from FINRA for failing to comply with a FINRA arbitration award or settlement agreement pursuant to FINRA rules: NAME FORMER EMPLOYERS Todd Kalish Park Edge Advisors, LLC McDonald Partners LLC Nicolas Lumermann Morgan Stanley Credit Suisse Securities (USA) LLC Jeff McElroy BOK Financial Securities, Inc.… [read post]
6 Aug 2014, 2:57 pm
Securities and Exchange Commission (“SEC“) has stated in open meetings with the United States Citizenship and Immigration Services (“USCIS“) and the Association to Invest In the USA (“IIUSA“), the trade association for the EB-5 regional center program, over the past two years that EB-5 investment offerings are subject to U.S. securities laws, even though EB-5 investments are offered primarily outside the United States to persons… [read post]
25 Nov 2009, 12:59 am
The motions were filed by certain direct lenders and the United States Trustee and were joined by USACM Liquidating Trust, Debt Acquisition Company of America V, LLC and Eagle Investment Partners, L.P.The companies are successors by foreclosure of certain rights attributed to defaulted commercial mortgage loans. [read post]
23 Jan 2008, 7:27 am
The Regents plaintiffs hoped that the Supreme Court would reverse the dismissal of another scheme liability case, but the Justices disappointed them in Stoneridge Investment Partners, LLC v. [read post]
7 Jan 2020, 2:17 pm
LLC failed to perform the necessary due diligence on these investments prior to recommending them to these particular investors. [read post]
14 May 2011, 6:21 am
Tomassi Law Associates, LLC is a Rhode Island based law practice with offices in Wakefield, Warwick and North Providence, RI. [read post]
10 Sep 2010, 1:00 pm
Newcastle Realty Services Nixon Peabody Northfield Advisors LLC NorthMarq Capital Olshan Grundman Omni New York LLC Online Marketing Group Peak Capital Partners Peyton Properties Philton Contracting, LLC Prana Investments Property Holdings, Inc Prudential Douglas Elliman Pryor Cashman LLP R. [read post]
23 Apr 2013, 6:28 am
Big Apple Consulting USA, Inc., MJMM Investments, LLC, Marc Jablon, Matthew Maguire, Mark C. [read post]
1 Apr 2010, 8:17 pm
Location: New York, NY April 14-15 Sponsor: IQPC Event: Private Equity Southeast Asia Summit 2010 Location: Singapore April 15 Sponsor: Buyouts Conferences Event: Buyouts West 2010 Location: San Francisco, CA April 18-20 Sponsor: Marcus Evans Event: Foundations & Endowments Investment Summit Location: New York, NY April 19 Sponsor: Catalyst Financial Partners Event: Alternative Investing Forum Spring 2010 Location: New York, NY April 19 Sponsor: Regulatory… [read post]
14 Aug 2014, 4:09 pm
There are exemptions from broker-dealer registration that are available to EB-5 regional centers and entities which act as general partners or managers of EB-5 investment funds. [read post]
23 Oct 2020, 8:03 am
Blake Kiernan Four Points Capital Partners LLC First Midwest Securities, Inc. [read post]
30 Jan 2019, 12:56 pm
According to FINRA Disciplinary actions for January 2019, the following individuals were suspended from FINRA for failing to comply with a FINRA arbitration award or settlement agreement pursuant to FINRA rules: NAME FORMER EMPLOYERS Ballard, Timothy Securities Americva National Planning Corp Cunningham, Christopher Fulcrum Securities Wells Fargo Advisors Montano, Roberto Waddell & Reed US Bancorp Investments Plummer,… [read post]
28 Sep 2017, 12:22 pm
The New York office has responsibility for the largest concentration of SEC-registered financial institutions including more than 4,000 investment banks, investment advisers, broker-dealers, mutual funds, and hedge funds. [read post]
22 Feb 2024, 10:13 am
In Force Partners, LLC v. [read post]
14 Sep 2009, 6:39 am
Boyd Page, senior partner of Page Perry, LLC, heard the news he declared, "What a novel idea - the SEC teaching its employees about fraud. [read post]
