Search for: "United States Securities and Exchange Commission v. Williams" Results 41 - 60 of 184
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21 Sep 2020, 2:00 pm by Amy Howe
” The article also noted that, when the late Justice William Brennan was asked about potential conflict between his Catholic faith and his duties as a justice, he responded that he would be governed by “the oath I took to support the Constitution and laws of the United States. [read post]
16 Apr 2020, 4:55 am by Hedge Fund Lawyer
However, such would-be networks generally cannot freely distribute their tokens to potential users due to existing federal and/or state securities laws. [read post]
24 Feb 2020, 4:05 am by Edith Roberts
Securities and Exchange Commission, which asks whether the SEC can seek disgorgement of profits as a remedy for violating the securities-fraud laws, along with “some of the ways the Court could decide it[] and some of its potential consequences. [read post]
3 Feb 2020, 12:42 pm by Elliot Setzer, William Ford
Thursday, February 6, 2020, at 8:00 a.m.: The Center for Strategic and International Studies will host a half-day China Initiative Conference, featuring remarks by John Demers, Assistant Attorney General for National Security; Christopher Wray, FBI Director; and William Barr, U.S. [read post]
23 Dec 2019, 1:19 pm by David Kris
Fourth, what is to be made of statements by Attorney General William Barr and U.S. [read post]
15 Nov 2019, 6:17 am
Securities and Exchange Commission, on Friday, November 8, 2019 Tags: Audits, Compliance and disclosure interpretation, Cryptocurrency, ICOs, SEC, SEC enforcement, SEC rulemaking, Securities enforcement, Securities regulation, Small firms, Transfer agents Company Hedging Policies: Observations from New Proxy Disclosures Posted by David Gordon, Dina Bernstein, and Andrew R. [read post]
9 Aug 2019, 3:00 am by Jim Sedor
” Proposed FEC Rule Would Further Constrain Foreign Election Contributions National Public Radio – Philip Ewing | Published: 8/1/2019 The FEC proposed new rules to outlaw exchanges like the one that took place when a Russian delegation visited Trump Tower in 2016 to offer Donald Trump’s campaign “dirt” on Democrats. [read post]
19 Mar 2019, 7:24 am by Katherine Kelley
Like the original Brookings report, I collected data on sextortion occurring both within and outside of the United States. [read post]
1 Feb 2019, 10:51 am
  The deterrent effect of the Securities and Exchange Commission’s enforcement intensity on illegal insider trading: evidence from run-up before news events. [read post]
The Securities and Exchange Commission (SEC) is concerned that the offering and sale of virtual currency (or “tokens”) is a sale of a security under the Securities Act of 1933, and that such offerings should comply with offering regulations, including providing appropriate disclosure to investors in order to prevent fraud. [read post]
3 Dec 2018, 10:30 am by Mark Walsh
Securities and Exchange Commission, who is seated in the front row of the Supreme Court Bar section usually filled by those to be sworn in to the bar. [read post]