Search for: "WELLS FARGO & COMPANY"
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9 Aug 2023, 4:37 am
“Other banks face problems similar to those of Wells Fargo. [read post]
8 Aug 2023, 12:22 pm
" Wells Fargo was hit with the biggest fines, agreeing to pay the SEC a $125 million penalty and the CFTC another $75 million. [read post]
8 Aug 2023, 9:31 am
The SEC’s investigation into violations by Wells Fargo Securities, LLC, Wells Fargo Clearing Services, LLC and Wells Fargo Advisors Financial Network, LLC, was conducted by Kashya Shei and supervised by Jason H. [read post]
4 Aug 2023, 7:16 am
Josette Santos Wells Fargo Clearing Services, LLC FINRA makes this information available, in part, to inform investors about potential red flags or problems with certain stockbrokers. [read post]
24 Jul 2023, 6:19 pm
It reveals that from 2016-2022, nearly two thirds (61%) of the financing for fossil fuel expansion companies from JPMorgan Chase, Citi, Bank of America, Wells Fargo, Morgan Stanley, and Goldman Sachs was via capital markets, as opposed to direct lending. [read post]
18 Jul 2023, 12:52 pm
The Growing Problem of Loan Defaults Executives from Wells Fargo, Citigroup, and JP Morgan issued warnings in April, predicting a worsening commercial real estate market. [read post]
13 Jul 2023, 9:15 pm
More recently, shareholders alleged derivative 10(b) claims against Wells Fargo executives after revelations about fake bank accounts.) [read post]
13 Jul 2023, 9:56 am
[4] “Wells Fargo Agrees to Pay Shareholders $1 Billion to Settle Class-Action Suit,” Ben Eisen, The Wall Street Journal, May 15, 2023 [read post]
7 Jul 2023, 1:24 pm
According to its 2022 Focus Report, the company has $30 million in assets under management. [read post]
7 Jul 2023, 12:53 pm
Two of Caldwell’s former employers, Citigroup and Wells Fargo each allegedly reported that she was involved in “Outside Business Activities,” against firm and FINRA rules. [read post]
5 Jul 2023, 9:01 pm
Mar. 15, 2023), in which shareholders relied on 220 Demand documents to allege that the Wells Fargo board ignored “pervasive issues of discrimination” that resulted in multiple scandals, including allegations that the bank held fake interviews with minority candidates. [read post]
5 Jul 2023, 8:00 am
Citi, Wells Fargo, and Bank of America are also among the top five fossil financiers since 2016, the report found. [read post]
10 Jun 2023, 9:44 pm
The FCC dismissed an application by Forum Communications seeking approval for it to acquire a Top 4 rated TV station in the Fargo market where it already owned another Top 4 station. [read post]
31 May 2023, 9:01 pm
In addition, the CFPB and OCC mandated that Wells Fargo enter into consent orders aimed at preventing future misconduct. [read post]
16 May 2023, 1:26 pm
This latest Wells Fargo settlement is just the latest recent jumbo securities suit settlement. [read post]
12 May 2023, 9:17 am
Joint book-running managers for the offering included Keefe, Bruyette & Woods, Wells Fargo Securities, Morgan Stanley, UBS Investment Bank, and Goldman Sachs, with Deutsche Bank Securities as lead manager, and Compass Point, Ladenburg Thalmann, KeyBanc Capital Markets, Oppenheimer, and Piper Sandler also as co-managers for the offering. [read post]
9 May 2023, 11:55 am
Well, when Credit Suisse was in financial trouble, and the Swiss government had UBS takeover the company, those bonds became worthless, absolutely worthless, $17 billion up in smoke, you’re now seeing investors bringing claims Morgan Stanley, and other major firms like UBS and Credit Suisse sold these bonds to investors. [read post]
20 Apr 2023, 8:08 am
In light of such security reasons, Bank of America, Goldman Sachs, Citigroup Inc., Deutsche Bank AG and Wells Fargo & Co. have all banned ChatGPT (Source) to minimize the chances of confidential and personal identifying information being leaked. [read post]
14 Apr 2023, 11:59 am
In March of this year, Wells Fargo agreed to remit $30 Million to settle liability for 124 apparent violations of three sanctions programs. [read post]
14 Apr 2023, 5:01 am
As Van Loo notes, despite having federal examiners on-site year-round, Wells Fargo employees opened millions of unauthorized accounts in customers’ names for years. [read post]
