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24 Jul 2020, 3:00 am
National/Federal As Trump Slumps, Republican Donors Look to Save the Senate New York Times – Shane Goldmacher | Published: 7/20/2020 President Trump’s weak poll numbers and a surge of Democratic cash flooding key Senate races have jolted top Republicans and intensified talk among party donors and strategists about redirecting money to protect their narrow Senate Republican majority amid growing fear of complete Democratic control of Washington in 2021. [read post]
21 Jun 2020, 8:35 am
From January 2008 until October 2015 Esh was associated with Waddell & Reed. [read post]
21 May 2020, 7:05 am
According to FINRA Disciplinary actions for February 2020, the following individuals were suspended from FINRA for failing to comply with a FINRA arbitration award or settlement agreement pursuant to FINRA rules: NAME FORMER EMPLOYERS Cline, Kevin Source Capital Group, Inc Ridgemont Securities, Inc Delaney, Maxwell Brill Securities, Inc National Securities Corporation Henrich, Todd National Securities Corp Obsidian Financial Group … [read post]
8 May 2020, 9:25 am
John Church Waddell & Reed Cetera Advisor Networks LLC Gregory Clark Burch & Company, Inc. [read post]
14 Apr 2020, 6:27 pm
The United States further contended that Saber established uniform expectations for Ultra High therapy in facility budgets, pressured facility directors in weekly or daily calls to ensure therapists provided the Ultra High therapy to each patient, prevented therapists from providing lower levels of therapy minutes if, in the therapists’ clinical judgment, a lower amount was warranted, caused therapists to report time spent on initial evaluations as therapy time in violation of… [read post]
14 Apr 2020, 6:27 pm
The United States further contended that Saber established uniform expectations for Ultra High therapy in facility budgets, pressured facility directors in weekly or daily calls to ensure therapists provided the Ultra High therapy to each patient, prevented therapists from providing lower levels of therapy minutes if, in the therapists’ clinical judgment, a lower amount was warranted, caused therapists to report time spent on initial evaluations as therapy time in violation of… [read post]
20 Mar 2020, 2:49 pm
They will also be doing what are called Waddell signs on a test, which are designed to expose exaggerations. [read post]
11 Dec 2019, 3:57 pm
” [Kaveh Waddell, Jennifer A. [read post]
3 Dec 2019, 8:03 am
Waddell also serves as the staff lead for Hogan’s chairmanship at the National Governors ... [read post]
22 Oct 2019, 11:44 am
According to FINRA Disciplinary actions for August 2019, the following individuals were suspended from FINRA for failing to comply with a FINRA arbitration award or settlement agreement pursuant to FINRA rules: NAME FORMER EMPLOYERS Patrick Auckland TIAA-VREF Individual & Institutional Services Morgan Stanley Matthew DiNinno Morgan Stanley Merrill Lynch, Pierce, Fenner & Smith Nicholas Diesso Ameriprise Financial Services … [read post]
11 Sep 2019, 9:11 am
This year’s winners are: Siskind Susser for Visalaw.ai Key Team Members: Greg Siskind, Josh Waddell and Jason Susser. [read post]
19 Jun 2019, 6:30 am
Medical Flags: Medical reports are repetitive, indicating continuing, constant pain with conservative medical treatment The word “disproportionate” is used in medical reports The doctor mentions there is “facial grimacing” Positive “Waddell Tests” (test for low back pain) are mentioned Workplace Flags: Employer experiencing labor difficulties (i.e., layoffs, strikes,… [read post]
20 May 2019, 6:11 am
In 2014, Basile’s mother opened a brokerage account at Waddel & Reed shortly after he began employment there, with Basile serving as the broker. [read post]
19 Apr 2019, 5:39 am
According to FINRA Disciplinary actions for March 2019, the following individuals were suspended from FINRA for failing to comply with a FINRA arbitration award or settlement agreement pursuant to FINRA rules: NAME FORMER EMPLOYERS Barrera, Cynthia Morgan Stanley Smith Barney Merrill Lynch, Pierce, Fenner & Smith Beyn, Edward Rothchild Lieberman LLC Craig Scott Capital Blanchard, Keith Waddell & Reed Block, Gabriel… [read post]
18 Feb 2019, 2:32 pm
Axios: “Researchers have broadened the controversial technology called “deepfakes” — AI-generated media that experts fear could roil coming elections by convincingly depicting people saying or doing things they never did, Axios’ Kaveh Waddell reports. [read post]
6 Feb 2019, 12:44 pm
Donald Logan – Waddell & Reed – Silverdale, Washington According to the Financial Industry Regulatory Authority (FINRA), the regulator has reportedly suspended Donald Logan (CRD #5537486) from acting as a broker for 18 months and fined him $25,000. [read post]
30 Jan 2019, 12:56 pm
According to FINRA Disciplinary actions for January 2019, the following individuals were suspended from FINRA for failing to comply with a FINRA arbitration award or settlement agreement pursuant to FINRA rules: NAME FORMER EMPLOYERS Ballard, Timothy Securities Americva National Planning Corp Cunningham, Christopher Fulcrum Securities Wells Fargo Advisors Montano, Roberto Waddell & Reed US Bancorp Investments Plummer,… [read post]
4 Jan 2019, 12:26 pm
The Financial Industry Regulatory Authority Inc. has barred former Waddell & Reed broker, Robert Lee Basile (CRD #2392772). [read post]
3 Jan 2019, 5:48 am
According to FINRA Disciplinary actions for December 2018, the following individuals were suspended from FINRA for failing to comply with a FINRA arbitration award or settlement agreement pursuant to FINRA rules: NAME FORMER EMPLOYERS Albin, William Waddell & Reed Metlife Securities Inc Allen, David Avenir Financial Group Gunnallen Financial, Inc Boupon, Kean Morgan Stanley Merrill Lynch, Pierce, Fenner & Smith… [read post]
5 Dec 2018, 11:53 am
Montano has 7 disclosures on his FINRA BrokerCheck Report, and has worked for the 4 following different firms during his 6 years of experience in the securities industry: • Waddell & Reed, Chicago, IL— September 24, 2015 – December 21, 2016 • U.S. [read post]
