Search for: "Wells Fargo Financial Bank"
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15 Dec 2010, 8:36 am
It may not be a coincidence that major Wells Fargo shareholder Warren Buffett ("Banking is a very good business unless you do dumb things. [read post]
10 Sep 2016, 4:14 am
But now that the news is out, that Wells Fargo did this, which Berkshire Hathaway, its biggest shareholder, shrugs off as business as usual, “Wells Fargo behaves better than the average big bank. [read post]
22 Apr 2017, 6:48 am
On April 10, 2017, a committee of independent directors of Wells Fargo released a 110-page report on the results of an investigation into the root causes of improper sales practices at Wells Fargo’s Community Bank (the “Community Bank”). [1] The report will likely be studied by regulators, congressional committees, financial institutions, and other companies for insights into the causes of problematic sales practices… [read post]
22 Apr 2017, 6:48 am
On April 10, 2017, a committee of independent directors of Wells Fargo released a 110-page report on the results of an investigation into the root causes of improper sales practices at Wells Fargo’s Community Bank (the “Community Bank”). [1] The report will likely be studied by regulators, congressional committees, financial institutions, and other companies for insights into the causes of problematic sales practices… [read post]
27 Sep 2016, 1:07 pm
Wells Fargo [corporate website] shareholders on Monday filed [press release] suit against the banking conglomerate over their allegedly deceptive sales practices. [read post]
18 Sep 2018, 5:00 am
A Wells Fargo employee convinced you to put money into a Wells Fargo mutual fund. [read post]
15 Dec 2010, 8:36 am
It may not be a coincidence that major Wells Fargo shareholder Warren Buffett ("Banking is a very good business unless you do dumb things. [read post]
1 Jan 2016, 4:28 am
In 2009, a class action case against Wells Fargo was settled for $100,000. [read post]
7 Jul 2023, 1:24 pm
FINRA Fines Wells Fargo for Early UIT Rollovers Wells Fargo to pay nearly $2.7 million for early UIT rollovers December 2021 – FINRA censured and fined Wells Fargo Advisors Financial Network $100,000; and censured and fined Wells Fargo Clearing Services $550,000 plus $2.083 million in restitution. [read post]
6 Dec 2013, 12:42 pm
ORIGINAL CREDITOR PROFILE: WELLS FARGO BANK, N.A. [read post]
7 Jul 2021, 9:36 am
FINRA launched the investigation after Wells Fargo terminated Mr. [read post]
22 Jan 2024, 12:16 pm
Wells Fargo’s brokerage subsidiary has been fined $425,000 by the Financial Industry Regulatory Authority (Finra) for allegedly misreporting trade prices on millions of client transactions. [read post]
12 Jun 2019, 12:00 pm
Wachovia was a Wells Fargo acquisition in 2008. [read post]
16 Mar 2017, 8:01 am
In doing so, Wells Fargo violated unfair and deceptive financial practices law. [read post]
5 Mar 2018, 11:57 am
(“Wells Fargo”) to conduct an investigation of its Wealth Management Division (“WFA”), after whistleblowers at the bank alleged sales practice abuses. [read post]
12 Dec 2011, 6:48 am
Wells Fargo & Co. has agreed to pay $148 million to settle charges against Wachovia Bank, which Wells Fargo acquired in 2008. [read post]
28 Feb 2020, 10:38 am
The SEC also charged that Wells Fargo failed to adequately supervise or train its financial professionals. [read post]
2 Oct 2020, 1:37 pm
Off the heels of the 2008 Financial Crisis, in which the world's largest banks all played a part, the United States’ poster child for good banking behavior, Wells Fargo, was found out to be near rotten to the core. [read post]
6 Dec 2016, 8:21 pm
The bank can argue that once the customers created a contractual relationship with Wells Fargo, they agreed that future actions of Wells Fargo relating to the accounts or services fell under the arbitration provision in that contract. [read post]
6 Dec 2016, 8:21 pm
The bank can argue that once the customers created a contractual relationship with Wells Fargo, they agreed that future actions of Wells Fargo relating to the accounts or services fell under the arbitration provision in that contract. [read post]
