Search for: "Wells Fargo Securities International Limited"
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22 Nov 2019, 5:51 am
Brownstein, Wachtell, Lipton, Rosen & Katz, on Wednesday, November 20, 2019 Tags: Boards of Directors, Compliance and disclosure interpretation, Disclosure, ESG, Institutional Investors, Proxy advisors, Risk, Risk management, Risk oversight, Shareholder voting, Sustainability, Wells Fargo Letter by SEC Commissioner Robert J. [read post]
24 Aug 2023, 11:18 am
Wells Fargo was one of the first derivative settlements of this modern era which included a very large monetary settlement. [read post]
16 Dec 2010, 5:03 pm
Lopez has a loan on his primary residence secured by a mortgage and deed of trust held by Wells Fargo. [read post]
10 Jun 2019, 11:00 am
(“Wells Fargo Claws Back Millions,” Fortune). [read post]
14 Oct 2013, 3:35 pm
TEAGUE, Appellee. 4th District.Dissolution of marriage -- Trial court abused discretion in requiring former husband to maintain life insurance policy as security for alimony without finding that husband could afford to maintain the policy and without finding that life insurance was necessary to secure alimony obligationJEFFREY FROESCHLE, Appellant, v. [read post]
3 Nov 2023, 8:41 am
A few of the best US banks for making international transfers include:7 Bank of America Chase Citibank PNC Bank US Bank Wells Fargo International money transfer services The other main way of transferring money overseas is through an online money or wire transfer service. [read post]
12 Feb 2021, 12:20 pm
Wells Fargo Investments, LLC (2005) 129 Cal.App.4th 719, 732, disapproved of on other grounds in Kibler v. [read post]
9 Dec 2008, 2:00 pm
Wells Fargo had a clutch of lawyers from Hunton & Williams; Wachtell, Lipton, Rosen & Katz; and Friedman Kaplan Seiler & Adelman. [read post]
16 Oct 2022, 7:24 am
Wells Fargo & Company, et. al (USDC ND Cal 3:22-cv-03811); Securities Class Action alleging that Wells Fargo, as part if its efforts to diversify its work force, instituted a “Diverse Search Requirement,” also referred to as a diverse slate hiring policy which apparently was not effectuated; leading to fake interviews of diverse candidates and eventually paused. [read post]
30 Sep 2020, 9:00 am
And there is no question Wells Fargo has to make meaningful progress to increase diverse representation. [read post]
15 Sep 2023, 6:08 am
” Wells Fargo Bank, N.A, v Osias, supra at 981 (internal quotation marks omitted). [read post]
9 Mar 2017, 9:30 pm
The then-head of Wells Fargo Bank, John Stumpf, blamed “bad apples,” and 5,300 salespeople were fired. [read post]
12 May 2009, 6:23 am
For example, Bank of America acquired Merrill Lynch, JPMorgan acquired Bear Stearns and Washington Mutual, and Wells Fargo acquired Wachovia. [read post]
12 Sep 2017, 2:13 pm
And a command-and-control regime of public liability also under-deters (look how well it’s worked for stopping problems like Wells Fargo). [read post]
10 Oct 2008, 2:11 pm
• Citigroup and Wells Fargo filed legal actions against each other over rights to acquire Wachovia. [read post]
17 Jun 2018, 9:01 pm
The nature of these services is not very different from those of internal corporate managers. [read post]
28 Feb 2024, 6:37 pm
” These letters are called activity letters and most brokerage firms send them, including Morgan Stanley, Bank of America, Wells Fargo, Merrill Lynch, Citigroup (Smith Barney), and Ameriprise. [read post]
5 Jan 2020, 2:52 pm
Not only are there more state court securities lawsuits being filed, but the percentage of Section 11 lawsuit defendants getting hit with parallel lawsuits filed in both state and federal courts has increased as well. [read post]
5 Jan 2020, 2:52 pm
Not only are there more state court securities lawsuits being filed, but the percentage of Section 11 lawsuit defendants getting hit with parallel lawsuits filed in both state and federal courts has increased as well. [read post]
29 Nov 2023, 9:01 pm
The off-channel communications actions were also significant in that the respondents agreed to retain independent compliance consultants and undertake comprehensive reviews of their internal policies and procedures. [read post]
