Search for: "White Communications, LLC"
Results 41 - 60
of 1,027
Sort by Relevance
|
Sort by Date
8 Nov 2023, 10:14 pm
The regulator sanctioned Citigroup Global Markets, Inc; Morgan Stanley & Co., LLC; UBS Financial Services; and Wells Fargo Advisors, LLC a total of more than $9.1 million for selling leveraged and inverse exchange-traded funds (ETFs) without reasonable supervision and for not having a reasonable basis for recommending the securities. [read post]
2 Nov 2023, 9:04 am
Reporting Companies should consider developing compliance and communication policies and procedures with regard to beneficial ownership reporting, updating, and periodic monitoring. [read post]
27 Oct 2023, 10:41 am
The White Law Group, LLC is a national securities fraud, securities arbitration, investor protection, and securities regulation/compliance law firm with offices in Chicago, Illinois and Seattle, Washington. [read post]
26 Oct 2023, 12:50 pm
Set Clear Investment Objectives: Clearly communicate your investment objectives and risk tolerance to your broker. [read post]
24 Oct 2023, 9:01 pm
Since December 2021, it has resulted in charges against 40 firms and over $1.5 billion in civil penalties for failures to maintain and preserve electronic communications.[11] As the orders in these actions describe, in every case, the firms had policies and procedures in place, but employees nevertheless communicated through unapproved methods. [read post]
18 Oct 2023, 7:43 am
His scheme consisted of persuading victims to invest in Crew Capital Group, LLC, however Swensen did not invest in any securities, according to the agency. [read post]
15 Oct 2023, 4:35 am
In hindsight, I would have lived in White Plains or in the dorms for a least a year. [read post]
10 Oct 2023, 7:08 am
And now Justice White in his concurrence in the judgment in Dun & Bradstreet v. [read post]
25 Sep 2023, 12:27 pm
The White Law Group, LLC is a national securities fraud, securities arbitration, investor protection, and securities regulation/compliance law firm with offices in Chicago, Illinois and Seattle, Washington. [read post]
23 Sep 2023, 1:53 pm
appeared first on Watson & Associates LLC Government Contracts Blog. [read post]
21 Sep 2023, 7:20 am
By Thomas A. [read post]
19 Sep 2023, 2:00 am
GM, LLC, 2023 U.S. [read post]
13 Sep 2023, 6:06 am
The White Law Group, LLC is a national securities fraud, securities arbitration, investor protection, and securities regulation/compliance law firm dedicated to helping investors in claims in all 50 states against their financial professional or brokerage firm. [read post]
11 Sep 2023, 2:36 am
Impacted by Covid-19 The White Law Group, LLC is a national securities fraud, securities arbitration, investor protection, and securities regulation/compliance law firm with offices in Chicago, Illinois. [read post]
7 Sep 2023, 1:03 am
The White Law Group, LLC is a well-established law firm specializing in national securities fraud, securities arbitration, investor protection, and securities regulation/compliance. [read post]
5 Sep 2023, 9:05 pm
”[10] This view “imagines a return to a much older order, before the wrong turn of the Enlightenment, the fetishizing of human rights, and the belief in progress – a time when nature, community, and divinity were thought to work as one indivisible whole. [read post]
3 Sep 2023, 9:43 am
In the pre-disability rights era this typically meant seeing whether a white tester and a Black or Hispanic tester were treated differently. [read post]
26 Aug 2023, 9:13 am
Google LLC, 2023 WL 5440787 (N.D. [read post]
25 Aug 2023, 5:58 pm
White, Partner and Chair of the Corporate Governance and Board Advisory Practice, Cravath, Swaine & Moore LLP; Tammy L. [read post]
21 Aug 2023, 7:32 am
” At another meeting, YouTube allegedly admitted that it differentially removed content from non-white submitters at a higher rate than white submitters. [read post]
