Search for: "AG Investment Corporation"
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19 Mar 2012, 7:29 am
For 10 years, the Corporation for Enterprise Development (CFED) has funded pilot programs across the country to provide Children’s Savings Accounts (CSAs). [read post]
11 Apr 2008, 6:01 pm
The survey was conducted online within the United States by Harris Interactive(R) in September and October 2007 among a nationwide cross section of 1,509 adults (age 18 or older), with annual incomes of $150,000 or above (if employed), at least $500,000 of investable assets (unless retired) or at least $1 million of investable assets (if retired). [read post]
1 Jun 2015, 9:56 am
Unfortunately, the AG’s office has not issued guidance on the distinction between holding property for charitable purposes and holding property for investment or other non-charitable purposes other than a brief statement on its website that maintaining “financial accounts or investments at an office of a financial institution located in California” does not constitute doing business in California. [read post]
14 Jun 2019, 6:18 am
Blurred Lines: Government Involvement in Corporate Internal Investigations and Implications for Individual Accountability Posted by Andrew Bauer, Jonathan Green, and Sara D’Amico, Arnold & Porter Kaye Scholer LLP, on Friday, June 7, 2019 Tags: Banks, Deutsche Bank, DOJ, Financial institutions, Financial regulation, LIBOR, Securities enforcement, U.S. federal courts Board Development and Director Succession Planning in the… [read post]
6 Apr 2007, 10:27 am
The "Chrysler Group" is part of DaimlerChrysler AG, a German corporation. [read post]
18 Sep 2023, 5:15 pm
Nearly a decade later, there’s been some progress creating local sustainability plans, but Big Ag corporations are still hogging water and bullying smaller groundwater users. [read post]
14 Oct 2013, 6:11 am
Brokerage firms have a responsibility to their clients to only recommend investments that are appropriate for them in light of their age, income, net worth, investment objectives, and investment experience. [read post]
30 Aug 2007, 8:34 am
The real issue is whether your new hire can produce a return on your investment in him/her! [read post]
23 Feb 2012, 2:43 pm
Pent up demand, including age of owners (the sale of a business at lower recession multiples was less attractive and thus delayed). [read post]
9 Feb 2010, 9:51 am
He also wants to put in place corporate governance reforms (perhaps a redo of Richard Breeden’s Worldcom monitorship?) [read post]
5 Dec 2021, 9:50 am
Recommendations should be in line with the investor’s age, risk tolerance, net worth, and investment experience. [read post]
27 Sep 2010, 1:49 am
NYSE Commission on Corporate Governance: On September 23, 2010, the NYSE Commission on Corporate Governance issued a report (here) following a two year review of governance issues and considerations. [read post]
21 Jun 2007, 5:55 am
"Modern corporations are massive, complex, dynamic ecosystems. [read post]
11 Jun 2007, 6:05 pm
The NASD's chief counsel of the New Orleans region said retirement-age workers are extremely vulnerable to retirement planning investment scams. [read post]
30 May 2012, 1:35 pm
" Sister Nora Nash, director of corporate social responsibility, Sisters of St. [read post]
13 Nov 2020, 3:03 am
Industry rules require brokers and investment advisers to establish suitability based on criteria such as financial health, tax status and age, current portfolio, risk tolerance and investment experience, liquidity, and investment goals. [read post]
13 Nov 2020, 3:03 am
Industry rules require brokers and investment advisers to establish suitability based on criteria such as financial health, tax status and age, current portfolio, risk tolerance and investment experience, liquidity, and investment goals. [read post]
18 Oct 2013, 7:54 am
Financial professionals have a responsibility, not only to make investment recommendations that are in the best interest of their client, but are required to take into account their client’s risk tolerance, financial objectives, investment experience, age, and net worth in order to make appropriate investment recommendations. [read post]
20 Nov 2012, 3:10 pm
Corporations Corporations are the most familiar business structure. [read post]
31 Mar 2021, 10:04 am
Broker dealers are required to inform clients of the risks associated with investment recommendations and to ensure that those recommendations are suitable for the investor in light of the investor’s age, risk tolerance, net worth, and investment experience. [read post]
