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3 Jan 2021, 10:00 pm
Investment advisers’ advertising and solicitation practices, and the media through which investment advisers communicate with clients and investors, have evolved considerably since the US Securities and Exchange Commission (SEC) adopted Rule 206(4)-1 (the Advertising Rule) in 1961 and Rule 206(4)-3 (the Cash Solicitation Rule) in 1979. [read post]
28 Dec 2020, 3:17 pm by Eugene Volokh
The fact that Defendant solicits visitors to his platforms to make payments in order to become "patrons" does not establish that Defendant's use of Plaintiff's name and likeness in his podcasts and/or in the wrappers was for advertising purposes or for the purposes of trade [and thus actionable under New York's equivalent of a right of publicity statute]. [read post]
24 Dec 2020, 8:30 pm by Jim Sedor
National/Federal A Frustrated Trump Redoubles Efforts to Challenge Election Result MSN – Felicia Sonmez, Josh Dawsey, Dan Lamothe, and Matt Zapotosky (Washington Post) | Published: 12/20/2020 President Trump has intensified efforts to overturn the election, raising a series of radical measures in recent days, including military intervention, seizing voting machines, and a 13th-hour appeal to the U.S. [read post]
23 Dec 2020, 10:13 am by Steve Parker
By a 5-0 vote, the amendments will replace prior separate rules into a single comprehensive rule that deals with advertising and solicitation. [read post]
22 Dec 2020, 10:44 am by Pillsbury's Investment Fund Law Team
The amendments create a single rule that replaces the current advertising and cash solicitation rules. [read post]
22 Dec 2020, 7:33 am by Milton Vescovacci and Jin Xin
 Specifically, an issuer will not be deemed to have engaged in a general solicitation if the communications are made in connection with a seminar or meeting: That is sponsored by one of certain types of institutions, such as a college, a government agency, or an incubator, accelerator, or angel investor group, subject to certain limitations; That is subject to specified restrictions on advertising; Whose sponsors are subject to restrictions on their activities; and In which… [read post]
11 Dec 2020, 8:02 am by Jeffrey Neuburger
 Senator Wyden and a group of other Senators have been soliciting government inquiries over the last several months into the sale of location data to government contractors and agencies. [read post]
11 Dec 2020, 8:02 am by Jeffrey Neuburger
 Senator Wyden and a group of other Senators have been soliciting government inquiries over the last several months into the sale of location data to government contractors and agencies. [read post]
10 Dec 2020, 4:34 am by SHG
Rule 8.4(g) does not seek to limit attorneys’ speech only when that attorney is in court, nor when that attorney has a pending case, nor even when that attorney seeks to solicit business and advertise. [read post]
9 Dec 2020, 12:02 pm by Stephen Sachs
Exactly how the targeting connects to the eventual injury is never fully spelled out; courts will note that a "British manufacturer had no office in New Jersey; it neither paid taxes nor owned property there; and it neither advertised in, nor sent any employees to, the State," without explaining why the taxes or property were supposed to be relevant. [read post]
9 Dec 2020, 11:45 am by Rebecca Tushnet
(f) The use of another’s advertising idea in your “advertisement”; or (g) Infringing upon another’s copyright, trade dress or slogan in your “advertisement”[.] [read post]
8 Dec 2020, 10:01 am by Eugene Volokh
Rule 8.4(g) does not seek to limit attorneys' speech only when that attorney is in court, nor when that attorney has a pending case, nor even when that attorney seeks to solicit business and advertise. [read post]
25 Nov 2020, 6:26 am
A second non-exclusive safe harbor, Rule 506(c) of Regulation D, is substantially the same as Rule 506(b) except that (1) offers may be made through general solicitation or general advertising and (2) all purchasers in the offering must be accredited investors and the issuer must take reasonable steps to verify their accredited investor status. [read post]
Rule 36 prohibits the solicitation of work, whether through communication, circulation or other advertising. [read post]
Its key components are that the third country firm: can evidence that the investment service is provided at the exclusive initiative of the EEA client (whether such client is a retail client or professional client); provides only categories of products and services requested by the EEA client; and does not solicit, promote or advertise, any new investment products or services (in any way) to the EEA client. [read post]
12 Nov 2020, 10:57 am by Rebecca Tushnet
And the Ninth Circuit “has recognized that a UCL fraud claim can be based on misleading representations in a solicitation even when the plaintiff later signed a contract with provisions contradicting the earlier falsehoods. [read post]
10 Nov 2020, 10:31 am by Catherine Reach
For instance, if you are outsourcing social media updates and blog posts the rules and opinions regarding marketing, advertising and solicitation apply. [read post]