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18 Feb 2012, 5:15 am by Richard Renner
However, they are also organized under the Investment Company Act and the Investment Advisers Act, both of 1940. [read post]
8 Feb 2012, 1:51 pm by D. Daxton White
If you have questions about your accounts with one of these RIAs, The White Law Group may be able to help. [read post]
8 Feb 2012, 7:27 am by Roshonda Scipio
[et al.] ; International Labor Law Committee, Section of Labor and Employment Law, American Bar Association.Arlington, Va. : BNA Books, c2011.International TradeK3943 .B68 2011Boundaries of commercial and tr [read post]
12 Jan 2012, 1:26 pm
Among other cases, the Supreme Courtandrsquo;s majority opinion cited the 1987 case Shearson/American Express Inc. v. [read post]
12 Jan 2012, 1:26 pm
Among other cases, the Supreme Courtandrsquo;s majority opinion cited the 1987 case Shearson/American Express Inc. v. [read post]
5 Jan 2012, 10:40 am by Andrew Ramonas
Jim Davis (D-Fla.), a partner at the firm, and Holland senior policy adviser Karl Koch handled the account. [read post]
1 Jan 2012, 4:18 pm by Cynthia Marcotte Stamer
The Justice Department’s December 30, 2011 announcement of its negotiation of a settlement with small Georgia rug manufacturer Garland Sales Inc. [read post]
30 Dec 2011, 7:27 am by William McGrath
As they used to say on Casey Kasem's American Top 40, "the Countdown now continues with Number Five …" 5. [read post]
30 Dec 2011, 2:36 am by SHG
Please be advised that providing social media and other associated services to terrorist groups is illegal and will expose Twitter, Inc. and its officers to both criminal prosecution and civil liability to American citizens and others victimized by terrorisms carried out by Hezbollah, Al-Shabaab or other FTOs. [read post]
29 Dec 2011, 9:12 pm by Kevin O'Keefe
Please be advised that providing social media and other associated services to terrorist groups is illegal and will expose Twitter, Inc. and its officers to both criminal prosecution and civil liability to American citizens and others victimized by terrorisms carried out by Hezbollah, Al-Shabaab or other FTOs. [read post]
27 Dec 2011, 9:31 am by Chris Castle
The GAO report contains many references to the “positive effects” of counterfeiting and piracy of intellectual property rights of Americans. [read post]
14 Dec 2011, 6:34 pm
According to MetLife Inc. in June, older Americans are bilked of $2.9 billion annually by relatives, businesses, and strangers. [read post]
10 Dec 2011, 6:20 am by Jeralyn
But their financial advisers and bankers are truly despicable. [read post]
3 Dec 2011, 9:51 am by Ogletree Abbott
Perry has advised that, to date, nearly two years after his accident, he has yet to receive any benefits from Sea Subs, Inc. whatsoever. [read post]
14 Nov 2011, 2:13 pm
The SEC increased the number of enforcement actions related to investment advisers and broker-dealers. [read post]
9 Nov 2011, 6:59 am
The court consolidated the five cases into In re American Express Financial Advisors Securities Litigation. [read post]
3 Nov 2011, 9:12 pm by Badrinath Srinivasan
Finally, recent United States Supreme Court cases Rent-A-Center, West, Inc. v. [read post]
21 Oct 2011, 6:44 am by William McGrath
  •           On July 17, 2007, the SEC sent Office Depot a letter advising it that the Commission would begin conducting an inquiry into Office Depot to determine whether Office Depot had violated securities laws for various accounting practices and followed that up with an August 6, 2007 letter requesting certain documents relating to the allegations. [read post]