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9 Jan 2013, 6:36 pm
Large profits can be made by working with, managing the assets of and providing financial services to rogue regimes. [read post]
8 Feb 2012, 1:51 pm
For example, financial advisors registered through a FINRA registered broker-dealer are regulated by FINRA and any disputes arising from a financial advisors servicing of an investor’s account is generally arbitrated through FINRA dispute resolution, whereas RIAs are not currently regulated by FINRA and usually have their own dispute resolution clause – generally requiring claims to be filed through AAA (American Arbitration… [read post]
16 Dec 2011, 8:43 am
Funding had dried up for nonprofit ventures in the arts and public service. [read post]
27 Oct 2009, 11:50 am
North American, on the other hand, was able to obtain some measure of compensation forfeiture, presumbably based on Lawlor's pre-termination activity with existing customers or improper disclosure of North American financial data. [read post]
13 May 2013, 9:34 am
So Ms Kathleen, under fire for her clumsy, expensive implementation of the ObamaTax, has decided to strong-arm encourage the folks on whom she's counting to provide the actual products for the Exchanges:"Health and Human Services Secretary Kathleen Sebelius is asking companies for financial donations to help implement President Barack Obama's healthcare overhaul"While this is every bit as sad, pitiable and contemptible as it appears, I have another question:How legal would such a… [read post]
20 Oct 2014, 7:21 pm
The President further ordered the Office of Management and Budget (OMB) and the General Services Administration to enhance IdentityTheft.gov, by “streamlin[ing] reporting and remediation process[es] with credit bureaus. [read post]
18 Jun 2020, 1:23 pm
Even taking into account employer-sponsored insurance plans and the ACA’s expansion of Medicaid, a startling number of Americans still lack health insurance: approximately 30 million Americans in 2019. [read post]
9 Dec 2011, 11:09 am
It goes on to say: While it is estimated that twenty-five percent of American households have given up their landlines and rely on their cell phones for contact, it is erroneous to assume that all consumers pay a flat rate for service. [read post]
3 Apr 2024, 6:00 am
Only time will tell what new projects and services will grow from the release of this data from commercial use restrictions, or how existing services might be enhanced by this body of case law. [read post]
19 Oct 2014, 10:20 am
However, recital 6 in the preamble to Regulation 1217/2010 expressly excluded the stage of industrial application from the concept of research and development.* The General Court had in earlier proceedings already held that the Commission’s Galileo project was limited to the launching of a satellite radio navigation project, this being the European response to the American GPS and Russian Glonass systems, to providing financial support for the project’s… [read post]
7 Jun 2017, 3:29 pm
The Conservative vision of economic stability includes low taxes, a higher living wage, reforming financial regulations, and new free trade deals. [read post]
3 Dec 2020, 8:40 am
Merchants must choose between paying the financial services company’s fees or forgoing sales to the millions of Americans who carry cards emblazoned with Visa’s logo. [read post]
25 Jan 2010, 3:42 pm
For additional information about the experience and services of Ms. [read post]
27 Sep 2011, 1:29 pm
American Trucking Associations, Inc. [read post]
22 Oct 2020, 9:59 am
The press release comes on the heels of the New York Department of Financial Services (NYDFS) announcement that PayPal was granted the state’s first “conditional BitLicense. [read post]
10 Feb 2023, 10:26 am
The Act modifies the tax code in various ways, generally reducing the amount of taxes that American business owners are required to pay annually. [read post]
22 Sep 2009, 6:23 am
Specifically, he mentioned the House Financial Services Committee’s upcoming hearings on creating a consumer financial protection agency and noted that the Commission should address this issue in its work as well. [read post]
7 Oct 2011, 9:04 pm
Securities Industry and Financial Markets Association senior managing director and general counsel Ira Hammerman has said that the Act is unable to work with the business models for broker-dealer, while Financial Services Institute government affairs director and general counselor David Bellaire said that imposing a 1940 Act fiduciary duty on broker-dealers would decrease investor choice and decrease services, which would all significantly affect… [read post]
21 Nov 2017, 11:23 am
Thar she blows In 2010, Congress was all about reforesting the new wasteland of American finance created by the 2008 financial crisis; the result was the Dodd-Frank Wall Street Reform and Consumer Protection Act, which transformed the banking and financial-services industry. [read post]
7 Mar 2017, 7:00 am
Financial services, industrials and real estate were also identified in the report as being ripe for investment in the coming year. [read post]
