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28 Sep 2015, 3:53 am by Broc Romanek
The operations plan doesn’t cover a partial shutdown if the SEC still has some funds available, which is what happened in 2013… – Broc Romanek [read post]
17 Sep 2015, 3:00 am by Jeff Werbitt
As noted in this blog, Hillary Clinton kicked off her campaign on a similar note… – Broc Romanek [read post]
11 Sep 2015, 5:47 am by Doug Cornelius
[More…] Rule 506(c): Updated Stats by Broc Romanek in TheCorporateCounsel.net Since the exemption became available in September 2013, Form D filing data indicates that as of June 30, 2015: – Filers checked that they intended to rely on Rule 506(c) in almost 2,900 new offerings, and planned to raise more than $37 billion in new capital and – Filers checked that they intended to rely on Rule 506(b) in approximately 34,800 new offerings, and planned to raise more… [read post]
10 Sep 2015, 5:58 am by Broc Romanek
As Broc recently noted, Montana and Massachusetts have also filed their briefs in the case. [read post]
26 Aug 2015, 3:15 am by Broc Romanek
Here’s a list of the archived 9 panels for the “Pay Ratio Workshop”: – “Overview: The Final Rules” – “Getting Ready for Compliance: Sampling & Other Data Issues” – “Streamlining Your Compliance Efforts” – “Board Presentations: What To Tell Boards Now” – “Disclosure: Handling the Transition Period” – “Parsing Model Disclosures: US-Only Workforces” – “Parsing… [read post]
25 Aug 2015, 4:20 am by Broc Romanek
Here’s a list of the 9 panels for the “Pay Ratio Workshop” (& the agendas for all three events): – “Overview: The Final Rules” – “Getting Ready for Compliance: Sampling & Other Data Issues” – “Streamlining Your Compliance Efforts” – “Board Presentations: What To Tell Boards Now” – “Disclosure: Handling the Transition Period” – “Parsing Model Disclosures: US-Only… [read post]
24 Aug 2015, 3:06 am by Broc Romanek
Here’s a list of the 9 panels for the “Pay Ratio Workshop”: – “Overview: The Final Rules” – “Getting Ready for Compliance: Sampling & Other Data Issues” – “Streamlining Your Compliance Efforts” – “Board Presentations: What To Tell Boards Now” – “Disclosure: Handling the Transition Period” – “Parsing Model Disclosures: US-Only Workforces” – “Parsing Model… [read post]