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26 Jun 2019, 12:56 pm by ccollins
To bring in new investors, the two unregistered IA’s allegedly would inflate how much was available in cash reserves at the funds, including at Downing Digital Healthcare Group and Downing Investment Partners, as well as the revenue from the portfolio companies of the funds. [read post]
24 Jun 2019, 1:41 pm by Vishnu Kannan
” The committee will call Tristan Harris, Co-Founder and Executive Director, Center for Humane Technology; Rashida Richardson, Director of Policy Research, AI Now Institute; Maggie Stanphill, Director, Google User Experience, Google, Inc.; and Stephen Wolfram, Founder and Chief Executive Officer, Wolfram Research. [read post]
23 Jun 2019, 7:34 am by Rob Robinson
Legal Support (eDiscovery and Computer Forensics Division)Business Intelligence Associates (BIA) 5-Dec-17HAYSTACK ID LLC (Investee)TCF Capital Funding (Support Of Knox Capital Holdings and Maranon Capital) in Recapitalization (Investor)$17.800,000 30-Nov-17E-STETEY 28-Nov-17AllegoryIntegreon 31-Oct-17Avalon Document Services (Merger)C:Dox (Merger) 23-Oct-17NexLP (Investment)Method Capital and Dundee Venture Capital (Investors)$3,000,000… [read post]
21 Jun 2019, 12:32 pm by skelly
S&P Global Market Intelligence Insurtech Zego has recently completed a series B funding round and seeks to expand in Europe. [read post]
21 Jun 2019, 12:05 pm by Renae Lloyd
According to the Colorado Department of Regulatory Agencies, the regulator filed a complaint for injunction and other relief filed by Securities Commissioner Gerald Rome against the owner and operator of “Madyson Investments,” which include Madyson Capital Management LLC, Madyson Equity Group LP, Madyson Holdings Inc., Madyson Realty Fund I LLLP, and Madyson Realty Partners LLC, all located in Colorado. [read post]
17 Jun 2019, 1:29 pm by Rob Robinson
The acquisitions were funded in part by $25 million financing from a credit fund managed by Morgan Stanley Expansion Capital, the growth-focused private investment platform within Morgan Stanley Investment Management. [read post]
28 May 2019, 2:14 pm by Astarita
Steven Burrill for misappropriating more than $4 million from their San Francisco-based biotech venture capital fund“I am pleased that Erin has agreed to take on the important role of leading the talented and dedicated group of women and men in our San Francisco Regional Office,” said SEC Chairman Jay Clayton. [read post]
25 May 2019, 12:37 pm by Renae Lloyd
Cubic Energy, Hilltop’s predecessor company, filed for bankruptcy in 2015 and emerged from bankruptcy in 2016 under the control of a group of bondholders led by funds managed by Anchorage Capital Group LLC. [read post]
24 May 2019, 6:01 am
Ganske, Jones Day, on Tuesday, May 21, 2019 Tags: Capital allocation, Disclosure, Long-Term value, Repurchases, Securities regulation, Short-termism SEC Guidance on Auditor Independence Posted by Charles F. [read post]
16 May 2019, 5:38 am by Green, Schafle & Gibbs
As a result, firm customers often held these ETF positions in their accounts for extended periods of time, in some cases, longer than two years.Accelerated Capital Group, Inc. [read post]
10 May 2019, 6:17 am
Director Pay Posted by Kosmas Papadopoulos, ISS Analytics, on Monday, May 6, 2019 Tags: Boards of Directors, Director compensation, Equity-based compensation, Executive Compensation, Incentives, Long-Term value, Ownership, Pay for performance, Peer groups, Surveys Corporate Board Practices in the S&P 500 and Russell 3000: 2019 Edition Posted by Matteo Tonello, The Conference Board, Inc., on Tuesday, May 7, 2019 … [read post]
9 May 2019, 1:00 pm by Kevin LaCroix
Paul is a partner in the Insurance Coverage and Coverage Litigation Group at Kaufman Borgeest & Ryan LLP. [read post]
3 May 2019, 10:07 am by Hollis Kelly
Fairstone Financial Inc. also issued the first non-prime asset backed securities deal that Canada has seen since the credit crisis when it sold a CAD 322.4m bond issuance backed by consumer loans with interest rates as high as 39.99 per cent. [read post]
25 Apr 2019, 9:07 am by Unknown
”Commission-appointed Committee members include:Robert Fox - National Managing Partner, Professional Standards Group, Grant Thornton LLP; Chicago, ILCarla Garrett - Corporate Partner, Potomac Law Group PLLC; Washington, DCStephen Graham - Co-Chair, Fenwick & West LLP’s Life Sciences Practice; Seattle, WASara Hanks - CEO and Co-Founder, CrowdCheck, Inc.; Alexandria, VAYoungro Lee - CEO and Co-Founder, NextSeed; Houston, TXBrian Levey - Chief Business Affairs… [read post]
12 Apr 2019, 2:35 pm by opseo
A funding source for the development community. [read post]