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26 Oct 2010, 10:39 am
Ropiequet Christopher S. [read post]
13 Oct 2010, 5:26 pm
Senator Dodd also said that the Bureau will be a regulatory watchdog with bark and bite, and one with the ability to take meaningful action to stop the rip-offs and empower consumers to make good financial decisions.The Bureau will force the big banks and the credit card companies to explain their offerings in plain language. [read post]
13 Oct 2010, 4:20 pm
My name is Martin Andelman and I am the author of the blog, Mandelman Matters. [read post]
2 Oct 2010, 8:43 am
Drexel Picture Gallery in Philadelphia, attorney host Christopher Naughton welcomes attorneys Stephen Sheller of Sheller, P.C., Raymond Williams of DLA Piper and former pharmacuetical executive Dr. [read post]
30 Sep 2010, 8:11 am
While the company isn’t likely to cut off its partners [Why not? [read post]
23 Sep 2010, 4:01 pm
Christopher Anthony Lee, formerly with LPL Financial, IFMG Securities, and Citigroup Global Markets, was named as a respondent in a FINRA complaint alleging that he altered customer documents causing annuity companies to mail customer checks to his home address so that he could deposit the checks in his personal bank account and use the funds for his own purposes. [read post]
22 Sep 2010, 4:40 am
Christopher Dodd, the chairman of the Senate Banking Committee and one of the bill's main authors, said it may be hard for Republicans to rollback the bill or water down the consumer bureau as the Treasury Department has already begun to put it together. [read post]
9 Sep 2010, 11:49 am
Like the eBay case, this wasn’t charity; Countrywide was trying to curry favor with important regulators, including Senate banking committee chair, Christopher Dodd. [read post]
5 Aug 2010, 5:14 pm
Companies are different. [read post]
3 Aug 2010, 4:29 am
United States Christopher Frye and companies he controls borrowed money from, and guaranteed repayment to, the New Frontier Bank in Greely, Colorado. [read post]
22 Jul 2010, 4:54 pm
According to Senate Banking Chair Christopher Dodd, the purpose of the Volcker rule, which is in Section 619 of the Dodd-Frank Act, is to eliminate excessive risk taking activities by banks and their affiliates while at the same time preserving safe, sound investment activities that serve the public interest. [read post]
22 Jul 2010, 4:21 pm
In a colloquy with Senator Blanche Lincoln, Senate Banking Committee Chair Christopher Dodd confirmed that when Dodd-Frank eliminated the 15 clients exception, it was not the intent of Congress to include family offices in the legislation. [read post]
21 Jul 2010, 12:51 pm
This isn't just bad for the individual companies, so we can't just leave it to them to rework their bonus structures. [read post]
15 Jul 2010, 11:05 am
The bill also would bolster compensation committee independence and require issuers to adopt tougher "clawback" policies and provide new disclosure on internal pay equity.The bill would require bank holding companies to appoint risk committees. [read post]
14 Jul 2010, 5:01 pm
This is landmark legislation that touches many aspects of banking and securities regulation, regulates the OTC derivatives markets for the first time and enhances the powers and resources of the SEC. [read post]
14 Jul 2010, 6:15 am
Connecticut Senator Christopher Dodd has been spearheading a massive financial reform package that will have a noticeable impact on that industry, including many businesses based here in Connecticut. [read post]
12 Jul 2010, 2:18 am
Special thanks to Christopher Noe of Charles River for providing a copy of the report. [read post]
10 Jul 2010, 10:41 am
All the other companies are doing it, so we did too. [read post]
7 Jul 2010, 11:07 am
Winter, Christopher L. [read post]
24 Jun 2010, 11:08 am
Banks seek three major exemptions to the Volcker Rule: (1) make it inapplicable to asset management and insurance companies, (2) allow banks to continue to invest in hedge funds and private equity firms, and (3) delay any requirements for up to seven years. [read post]