Search for: "Clayton v. US"
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27 Jun 2018, 6:05 am
Under Chair Clayton, the SEC seems to be increasing using federal courts instead of the administrative proceedings. [read post]
22 Jun 2018, 11:53 am
Supreme Court in SEC v. [read post]
22 Jun 2018, 6:01 am
Brownback and V. [read post]
29 May 2018, 12:31 pm
Ray v. [read post]
29 May 2018, 12:31 pm
Ray v. [read post]
23 May 2018, 7:15 am
The post The Joke’s on Us! [read post]
23 May 2018, 7:15 am
The name of the website alludes to the 1946 Supreme Court case, SEC v. [read post]
30 Apr 2018, 2:19 pm
Commodity Futures Trading Commission in Commodity Futures Trading Commission v. [read post]
23 Apr 2018, 1:20 pm
” 3 Rivers Logistics, Inc. v. [read post]
20 Apr 2018, 1:26 pm
See United States v. [read post]
16 Apr 2018, 4:48 pm
In the seminal prime bank case SEC v. [read post]
5 Apr 2018, 8:24 am
If you would like to be added to our distribution list, please contact us. **** April 5, 2018 Clients, Friends, Associates: The first quarter of 2018 has seen many developments impacting traditional hedge fund managers as well as those in the digital asset space. [read post]
29 Mar 2018, 7:07 am
The district court’s judgment in favor of Uber and against the drivers, the Philadelphia Taxi Association, and more than 80 individual taxicab companies was affirmed (Philadelphia Taxi Association, Inc. v. [read post]
12 Mar 2018, 12:42 am
I fully support Chairman Clayton and Commission staff in their efforts to conduct a comprehensive investigation to understand the full scope of the intrusion and how to better manage cybersecurity risks related to the SEC’s operations. [read post]
28 Feb 2018, 10:00 am
The panel pointed to Lorenzo v. [read post]
12 Feb 2018, 7:36 am
Some legal practitioners adopted a conservative attitude trying to fit the tokens of their clients within the tests provided by the 1946 SEC v. [read post]
7 Feb 2018, 2:09 pm
The Howey test, named after the case in which the test was first applied, Securities and Exchange Commission v. [read post]
6 Feb 2018, 10:00 am
Judge Milan interpreted the phrase by looking to its use in other contexts, relying principally on Holmes v. [read post]
29 Jan 2018, 11:28 pm
Some 40 or so years later, Chairman Clayton’s regeneration of Judge Sporkin’s gatekeeper liability lays the regulatory foundation for a successful and vast SEC ICO assault, which will leave some ICO lawyers looking over their shoulders, and others perhaps dashing for cover. 1970s: SEC v. [read post]
2 Jan 2018, 5:08 pm
Using number of public traded companies as of the end of 2016 for purposes of calculating an estimated litigation rate (in the absence of 2017 year-end figures), the 2017 litigation rate appears to be about 9% if all securities suit filings are taken into account, or about 4.8% if only the traditional securities suit filings are considered. [read post]
