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” Without admitting or denying the SEC’s findings, BNY Mellon agreed to a cease-and-desist order, censure, and payment of a $1.5 million penalty.[14] On June 10, 2022, the Wall Street Journal reported that the SEC was investigating  Goldman Sachs Group Inc. for its management of ESG investment funds. [read post]
28 Apr 2024, 8:35 am by David Oxenford and Keenan Adamchak
  Objections were filed against the application alleging that Nexstar will have de facto control of WADL or will exercise control of the station’s retransmission consent rights to the detriment of video programming distributors and consumers. [read post]
25 Jun 2017, 9:01 pm by Sarah Andropoulos
The equity and royalty models were dismissed as possibilities given that they would violate rules against fee sharing with and law firm ownership by non-lawyers. [read post]
28 Jan 2021, 6:09 pm by Francis Pileggi
Those duties depend on the context of the communication, and whether the communication is to an individual stockholder or to a group of stockholders. [read post]
28 May 2020, 8:23 am by Kristian Soltes
Now, in the wake of an American economy pushed over the edge by a global pandemic the company has turned to an undisclosed financial services firm for another $150 million in equity funding. [read post]
3 Oct 2023, 9:01 pm by renholding
SEC press release │SEC company order | SEC CFO complaint SEC settles assets recovery and impairment loss disclosure claims In the Matter of Future FinTech Group Inc. [read post]
23 Jul 2021, 8:38 am by Kristian Soltes
Behind the seamless process of waving a phone at a payments terminal instead of a physical card, banks and tech giants are locked in a fight over control of digital wallets. . . . [read post]
17 Apr 2013, 2:21 pm by Cynthia Marcotte Stamer
The Justice Department’s announcement today of its filing of a lawsuit charging County Employees’ and Officers’ Annuity and Benefit Fund of Cook County (Cook Pension Plan) and Cook County with willfully violating the Uniformed Services Employment and Reemployment Rights Act of 1994 (USERRA) by refusing to allow an employee to make catch up contributions to the employer’s pension plan when she returned from military leave. [read post]
18 May 2019, 9:27 am by MOTP
Inwood North Professional Group-Phase I, 747 S.W.2d 373 (Tex. 1988),termination is a justified remedy when the landlord breaches the commercial lease. [read post]
13 Oct 2022, 1:55 pm by Kevin LaCroix
Supreme Court’s 2021 decision in Goldman Sachs Group Inc. v. [read post]
11 Jul 2008, 4:30 am
: (Spicy IP), India: Ranbaxy-Daiichi deal – Opportunities for private equity companies in India: (Profitability through Simplicity), India: (KEI) Cracking open anti-competitive practices in the developing world: complaints, amendments and waivers: (Spicy IP), India: Is it one rule for Indian pharma companies and another one for those from abroad? [read post]
2 Jul 2018, 3:18 am by Peter Mahler
Pennsylvania: The Hornberger Case Hornberger v Dave Gutelius Excavating, Inc., 2017 PA Super 395 [Super. [read post]
10 Dec 2014, 4:37 am by Kevin LaCroix
  First, on November 30, 2014, plaintiff security holders filed a securities class action lawsuit in the Southern District of Texas against Cobalt International Energy, Inc., certain of its directors and officers, certain investment firms that allegedly controlled the company, and its offering underwriters. [read post]
22 May 2022, 9:05 pm by Caley Petrucci and Guhan Subramanian
Early pills used language tied to the definitions of a “group,” “affiliate,” and “associate” under Section 13D and Rule 12b-2 of the Exchange Act. [read post]
4 Jun 2007, 12:52 am
ALM Privacy Policy / Contact Us © 2007 ALM Properties, Inc. [read post]