Search for: "Financial Management Service"
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15 Nov 2023, 7:07 am
The speech is entitled Operational resilience in EU financial services. [read post]
10 Aug 2018, 9:44 am
Pamela Shuttleworth was a registered representative of Comprehensive Asset Management and Servicing from December 2014 until June 2017. [read post]
4 Aug 2009, 2:13 am
On 27 July 2009, the Financial Services Authority (the FSA) issued PS09/14: "The approved persons regime - significant influence function review" (the Policy Statement) confirming that it will extend the approved persons regime for those that perform a 'significant influence' function at firms. [read post]
1 Jun 2022, 1:10 pm
Marking its second acquisition this year, the cloud practice management company SurePoint Technologies has acquired Coyote Analytics, a company that provides practice management, financial management and business intelligence software for law firms. [read post]
5 May 2017, 4:18 am
On 3 May 2017, the financial services team held its latest 40 minute briefing – Senior Managers’ Regime: Extension, Proportionality and Lessons Learnt. [read post]
26 Sep 2017, 6:42 am
The company, based in Dallas, Texas, is a privately held financial services firm providing brokerage, advisory, and wealth management services to independent Financial Professionals throughout the United States. [read post]
5 Nov 2015, 7:21 am
On Wednesday, the Consumer Financial Protection Bureau (CFPB) issued a report regarding the use of mobile financial services (MFS) by underserved populations. [read post]
26 Apr 2017, 12:26 am
” Does the statute require that the claim include the financial product or service use? [read post]
24 Jun 2022, 7:12 am
He has also represented foreign governments in international tax and financial services, including advising and helping negotiate income tax, tax information exchange agreements, and bilateral investment treaties. [read post]
24 Jun 2022, 7:12 am
He has also represented foreign governments in international tax and financial services, including advising and helping negotiate income tax, tax information exchange agreements, and bilateral investment treaties. [read post]
22 Jun 2021, 8:00 am
Countrywide Pre-Paid Legal Services has a financial wellness benefit to ease those worried minds. [read post]
17 Nov 2022, 8:00 am
We have several options that include help with medical bills, managing college debt, and dealing with bankruptcy issues, among other services. [read post]
28 Feb 2019, 7:37 pm
After talking to our client, our firm concluded that his employer can petition him as a Financial Planning & Analysis Manager. [read post]
3 Aug 2009, 2:42 am
As previously discussed here and here, the United States Treasury Department has recently submitted a proposal to form a Financial Services Oversight Council (the “Council”) composed of various federal regulators to coordinate financial services regulation and oversight, but would not include any state regulators that have a specific insurance or reinsurance regulatory background. [read post]
9 Sep 2012, 7:40 pm
Last month, Pacific Wealth Management, LLC, filed suit against Pacific Wealth Management, Inc., alleging trademark infringement. [read post]
27 Sep 2023, 7:39 am
Countrywide manages the administration and the member services. [read post]
2 Mar 2023, 8:51 am
Countrywide Pre-Paid Legal Services has a financial wellness benefit that seeks to assist people in managing their money affairs. [read post]
7 Dec 2009, 11:01 am
Schapiro noted that as a result of last year's financial turmoil the country is undergoing a "financial services revolution. [read post]
23 Dec 2022, 8:23 am
The New York Department of Financial Services (“NYDFS”) published the latest draft of its Proposed Second Amendment to its landmark Cybersecurity Regulation (23 NYCRR 500) on November 9, 2022. [read post]
29 Oct 2013, 7:13 am
Yesterday, the Office of the Superintendent of Financial Institutions in Canada (OSFI) released Cyber-Security Self-Assessment Guidance for federally regulated financial institutions (FRFIs). [read post]
