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30 Apr 2010, 10:26 pm
While Stifel increased its adviser roster by over 500 in 2009, absorbing over 300 advisers from UBS Financial Services Inc. [read post]
8 Aug 2008, 6:36 pm
  Nor could such an agreement be horizontal because Equilon did not compete with banks in the credit card services market. [read post]
15 Aug 2008, 6:36 pm
  Nor could such an agreement be horizontal because Equilon did not compete with banks in the credit card services market. [read post]
30 Apr 2014, 11:31 am by Allison Tussey
Mencis also used a former bank branch manager at SunTrust bank, at the direction of Sotolongo, to falsely verify the incomes and assets for the straw buyers. [read post]
18 Nov 2016, 1:00 am
Posted by Evgeny Lyandres, Boston University, on Sunday, November 13, 2016 Tags: Banks, Collusion, Firm valuation, Foreign banks, Investment banking, IPOs, Offer pricing, Public firms, Underwriting ETF Trading and Informational Efficiency of Underlying Securities Posted by Lawrence R. [read post]
9 Jul 2018, 12:43 pm by Silver Law Group
According to FINRA Disciplinary actions for June 2018, the following individuals were barred from FINRA and cannot currently work for a FINRA brokerage firm for failing to provide FINRA with information it requested or to keep information current with FINRA pursuant to FINRA rules: NAME FORMER EMPLOYERS   Donald Nelson Bower III   Edward Jones   Invest Financial Corp   Christopher Masharn Bruce   Statefarm VP Management Corp   Chris Bruce Insurance Agency  … [read post]
3 Sep 2014, 3:14 am
Delta argued that the term "hometown airline" is inherently weak, and that purchasers will be inclined to focus on the first word of each mark and will recognize the differences between the two cities. [read post]
28 Jun 2012, 6:40 am
Kramer Levin actively represented the Committee in, among other things, over ten complex asset sales by Capmark, including the sale of Capmark’s North American mortgage servicing business to Berkadia within the first few weeks of the case being commenced. [read post]