Search for: "Frank v. Securities"
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18 Dec 2018, 6:42 am
This action resulted in a $1.75 million fine, restitution, and trading ban.CFTC v. [read post]
18 Dec 2018, 4:09 am
The Korematsu v. [read post]
12 Dec 2018, 8:41 am
(The ACLU represented the plaintiff-respondent Frank Buono.) [read post]
10 Dec 2018, 6:12 am
Firm partners, Frank A. [read post]
4 Dec 2018, 4:09 am
Pepper, in which the justices considered whether iPhone-app purchasers can bring an antitrust suit against Apple for monopolizing the market for the apps and making consumers overpay, and Frank v. [read post]
30 Nov 2018, 6:06 am
Soran, Fried, Frank, Harris, Shriver & Jacobson LLP, on Monday, November 26, 2018 Tags: Boards of Directors, Conflicts of interest, Delaware cases, Delaware law, Disclosure, Merger litigation, Mergers & acquisitions, Shareholder activism Do Private Equity Funds Manipulate Reported Returns? [read post]
25 Nov 2018, 9:01 pm
The second legal source that protects whistleblowers is the Dodd-Frank Act. [read post]
23 Nov 2018, 6:07 am
Posted by Cydney Posner, Cooley LLP, on Wednesday, November 21, 2018 Tags: Conflicts of interest, Glass Lewis, Institutional Investors, ISS, Proxy advisors, Proxy voting, Rule 14a-8, SEC, Securities regulation, Shareholder proposals The Myth of Morrison: Securities Fraud Litigation Against Foreign Issuers Posted by Steven Davidoff Solomon (UC Berkeley School of Law), on Wednesday, November 21, 2018 … [read post]
20 Nov 2018, 2:28 pm
Supreme Court’s February 2018 decision in Digital Realty Trust, Inc. v. [read post]
19 Nov 2018, 11:56 am
Michael O’Hanlon will serve as moderator, and Frank A. [read post]
16 Nov 2018, 3:02 am
Nell Minow v. [read post]
7 Nov 2018, 4:31 am
” Ronald Mann reports for this blog that yesterday the justices called for additional briefing in Frank v. [read post]
5 Nov 2018, 7:18 pm
Frank A. [read post]
5 Nov 2018, 7:18 pm
Frank A. [read post]
31 Oct 2018, 4:11 am
In the first case, Frank v. [read post]
30 Oct 2018, 2:00 am
” Frank v. [read post]
19 Oct 2018, 6:08 am
Posted by Cydney Posner, Cooley LLP, on Friday, October 12, 2018 Tags: Boards of Directors, Director nominations, Proxy contests, Proxy voting, SEC, Securities regulation, Shareholder voting, Universal proxy ballots SEC Sanctions Investment Firm for Inadequate Cybersecurity and Identity Theft Prevention Policies Posted by Sabastian V. [read post]
19 Oct 2018, 4:32 am
With Spiegel’s assistance, shortly after their execution of the Legal Agreement, Defendants, along with Ahearn and Ortiz hired Neil Frank, Esq. of Frank & Associates, P.C. to represent them in their suit against the Hotel. [read post]
5 Oct 2018, 5:52 am
National Australia, SEC, SEC enforcement, Section 10(b), Securities enforcement, Securities fraud, Securities regulation Cyber Lessons from the SEC? [read post]
2 Oct 2018, 7:25 am
See Larson v. [read post]
