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7 Mar 2022, 10:03 am
Only potentially vulgar comments have been edited.Disclosure-themed comments:3455 Florida Yes, let us see this information so we can decide where to invest so it represents our values.3316 California We cannot change what we cannot measure. [read post]
4 Mar 2022, 8:25 am
SEC chair Gary Gensler stated that this rule change was “designed to ensure that a whistleblower is not disadvantaged by another whistleblower program that would not give them as high an award as the SEC would offer. [read post]
4 Mar 2022, 7:21 am
Written by Matthew Moore and Taline Sahakian Edited by Gary J. [read post]
4 Mar 2022, 3:00 am
But those who welcome the change say it is important for representational reasons, and they assert it could bolster the public’s view of the court’s legitimacy. [read post]
3 Mar 2022, 6:17 am
For example, building a barrier between the hazard and the employees is an engineering control; changing the way in which employees perform their work is a work practice control. [read post]
28 Feb 2022, 11:35 am
And so 2021 came to an end, and the cannabis industry saw yet another year of failed meaningful change on the federal level. [read post]
28 Feb 2022, 7:08 am
The aggregated information would inform market participants regarding the overall short sale activity by reporting managers, and would help the Commission and SROs to overcome current challenges in using data from CAT to estimate short positions and changes in short positions, the SEC stated.10c-1 comment period. [read post]
26 Feb 2022, 8:56 am
In a speech to the Securities Regulation Institute conference last week, Chair Gary Gensler signaled the SEC may implement more stringent cybersecurity regulations, and in the meantime, would work to enforce existing requirements. [read post]
24 Feb 2022, 2:21 pm
SEC Chair Gary Gensler stated, “These amendments would update our reporting requirements for modern markets, reduce information asymmetries, and address the timeliness of Schedule 13D and 13G filings. [read post]
22 Feb 2022, 12:24 pm
However, simply because the Sheriff believed that signs would be more effective than fliers, the County changed its practice. [read post]
19 Feb 2022, 1:49 pm
Aspen Skiing isn’t about a bottleneck but about changing a course of dealing, doing something harmful to consumers, etc. [read post]
19 Feb 2022, 7:32 am
Under the leadership of Chair Gary Gensler and Director of Enforcement Gurbir Grewal, several key areas came into focus that will impact businesses across sectors. [read post]
18 Feb 2022, 2:14 pm
Shiina Edited by Gary J. [read post]
18 Feb 2022, 6:01 am
Securities and Exchange Commission, on Friday, February 11, 2022 Tags: Beneficial owners, Disclosure, Institutional Investors, Ownership, Schedule 13D, Schedule 13G, SEC, SEC rulemaking, Securities regulation Statement by Chair Gensler on Beneficial Ownership Proposal Posted by Gary Gensler, U.S. [read post]
17 Feb 2022, 6:01 am
A review of marketing practices is also warranted, not only in light of the Risk Alert, but also because of the upcoming advertising rule change. [read post]
16 Feb 2022, 9:03 pm
It made no changes, however, to the frequency of disclosure requirements. [read post]
16 Feb 2022, 6:57 am
Edited by Gary J. [read post]
15 Feb 2022, 9:48 am
SEC Chairman, Gary Gensler, emphasizes that “high-quality, reliable disclosure, including financial reporting” is the central mission of the SEC. [read post]
11 Feb 2022, 6:11 am
Harris, and Claire Schupmann, Cleary Gottlieb Steen & Hamilton LLP, on Saturday, February 5, 2022 Tags: Climate change, Engine No. 1, ESG, Institutional Investors, Shareholder activism, Shareholder proposals, Shareholder voting, Stakeholders, Sustainability Statement by Chair Gensler on Money Market Funds, Open-End Bond Funds, and Hedge Funds Posted by Gary Gensler, U.S. [read post]
11 Feb 2022, 6:11 am
Posted by Gary Gensler, U.S. [read post]
