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23 Apr 2022, 5:36 pm by Race to the Bottom
 SEC Chair Gary Gensler described that BlockFi’s settlement establishes that crypto-lending platforms must comply with both the Securities Act of 1933 as well as the Act. [read post]
22 Apr 2022, 5:33 am
A Deconstruction of the Short-Termism Thesis Posted by Charles Nathan, Finsbury Glover Hering, on Friday, April 15, 2022 Tags: Hedge funds, Investor horizons, Repurchases, Shareholder activism, Short-termism, Takeovers Remarks by Chair Gensler Before the FBIIC and FSSCC Posted by Gary Gensler, U.S. [read post]
22 Apr 2022, 5:33 am
A Deconstruction of the Short-Termism Thesis Posted by Charles Nathan, Finsbury Glover Hering, on Friday, April 15, 2022 Tags: Hedge funds, Investor horizons, Repurchases, Shareholder activism, Short-termism, Takeovers Remarks by Chair Gensler Before the FBIIC and FSSCC Posted by Gary Gensler, U.S. [read post]
15 Apr 2022, 5:29 am
Adediran (Fordham University), on Wednesday, April 13, 2022 Tags: Corporate Social Responsibility, Disclosure, Diversity, ESG, Human capital, Institutional Investors, Securities regulation, Stakeholders Remarks by Chair Gensler Before the Ceres Investor Briefing Posted by Gary Gensler, U.S. [read post]
15 Apr 2022, 5:29 am
Adediran (Fordham University), on Wednesday, April 13, 2022 Tags: Corporate Social Responsibility, Disclosure, Diversity, ESG, Human capital, Institutional Investors, Securities regulation, Stakeholders Remarks by Chair Gensler Before the Ceres Investor Briefing Posted by Gary Gensler, U.S. [read post]
14 Apr 2022, 3:00 am by Liz Dunshee
In questioning by the Senate Committee on Banking, Housing and Urban Affairs in connection with his nomination as SEC Chair, Gary Gensler was asked by both sides about political spending disclosure. [read post]
These priorities reflect SEC Chair Gary Gensler’s stated view that the examinations program is crucial to the SEC’s work to protect investors and instill trust in markets. [read post]
13 Apr 2022, 8:08 am by John Jascob
The event, styled by Ceres as a “Briefing on the SEC Climate Disclosure Rule, with SEC Chair Gary Gensler,” saw Gensler and Jones offer some background on why the proposal was drafted as it was. [read post]
13 Apr 2022, 8:00 am by Savage Villoch Law, PLLC
Cryptocurrency proponents tout the technology’s potentially “transformative” nature and its position as an arguably more stable store of value when compared with fiat money. [1] Yet SEC Chairman Gary Gensler cautioned crypto investors against an overly rosy view of the technology during a speech at the Penn Law Capital Markets Association Annual Conference this week. [read post]
13 Apr 2022, 5:59 am
SEC Enforcement Division Continues Focus on SPACs The Securities and Exchange Commission (SEC or Commission) Chair Gary Gensler has signaled his desire to have the SEC propose rules in April 2022 to increase its scrutiny of special purpose acquisition companies (SPACs) and private companies that go public through de-SPAC transactions. [read post]
13 Apr 2022, 5:59 am
SEC Enforcement Division Continues Focus on SPACs The Securities and Exchange Commission (SEC or Commission) Chair Gary Gensler has signaled his desire to have the SEC propose rules in April 2022 to increase its scrutiny of special purpose acquisition companies (SPACs) and private companies that go public through de-SPAC transactions. [read post]
8 Apr 2022, 9:22 am by John Jascob
By Elena Eyber, J.D.The Securities Industry and Financial Markets Association (SIFMA), the Investment Adviser Association (IAA), along with other Associations, sent a joint letter to the SEC Chair Gary Gensler regarding the need for sufficient comment periods, cost benefit analysis and meaningful public input in the regulatory rulemaking process. [read post]
8 Apr 2022, 8:54 am by Geoff Schweller
“These amendments, if adopted, would help ensure that whistleblowers are both incentivized and appropriately rewarded for their efforts in reporting potential violations of the law to the Commission,” said SEC Chair Gary Gensler. [read post]