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23 Jan 2017, 3:00 am
appeared first on The Biglaw Investor. [read post]
23 Jan 2017, 3:00 am
appeared first on The Biglaw Investor. [read post]
29 Dec 2010, 12:41 pm
Here are my top 10 news items for 2010:1. [read post]
10 Jan 2018, 7:04 pm
If an issuer using 506(c) does not advertise but inadvertently sells to a non-accredited investor, the filing can effectively be revised to a 506(b) exemption. [read post]
10 Jan 2018, 7:04 pm
If an issuer using 506(c) does not advertise but inadvertently sells to a non-accredited investor, the filing can effectively be revised to a 506(b) exemption. [read post]
6 Sep 2012, 12:31 am
So I get 10% of your company at worst. [read post]
9 Feb 2012, 3:38 pm
The new rule also provides grandfathering provisions for fund managers of 3(c)(1) funds that existed before the effective date of the new regulations but cease accepting non-accredited investors after the date, as long as the fund manager does comply with the disclosure and audit requirements of the new exemption. [read post]
29 Sep 2009, 11:21 am
Companies with less than 25 employees, established less than 10 years ago, and with gross annual income under $10 million will be highly scrutinized for fraud, and will likely be required to submit additional documentation establishing the need for the professional worker. [read post]
25 Oct 2010, 11:15 am
If share prices fall by 10%, you lose 10%; if house prices fall by 10%, you may lose your entire savings. [read post]
22 Feb 2017, 8:37 am
These Reg D private placements are then typically sold by brokerage firms in exchange for a large up front commission, usually between 7-10%. [read post]
20 Sep 2018, 5:47 am
It’s not uncommon for investors to face sales commissions as high as 10% that go to the brokers selling them. [read post]
29 Jul 2017, 9:56 am
., AS TRUSTEE FOR MERRILL LYNCH MORTGAGE INVESTORS TRUST, MORTGAGE LOAN ASSET-BACKED CERTIFICATES, SERIES 2005-WMCI, Plaintiff,v.KENNETH E. [read post]
10 Dec 2018, 12:13 pm
What is going on and what does it mean for the company’s customers? [read post]
28 Nov 2018, 6:14 pm
Besides the 10 intra-EU BITs, the UK is also a party to the Energy Charter Treaty (ECT). [read post]
14 May 2010, 1:25 pm
If it does, the credits will be allocated to eligible companies on a pro rata basis. [read post]
8 Jan 2023, 6:42 am
As 2022 came to an end, many SPAC sponsors and executives, concerned about the possible onset on January 1, 2023, of an excise tax on amounts to be returned to investors, moved to liquidate their SPACs. [read post]
24 Oct 2011, 7:59 am
Cutting principal unilaterally does both. [read post]
7 Sep 2023, 3:30 am
Here are a few points that jumped out: 1. [read post]
14 Feb 2018, 7:26 am
These changes took effect February 10, 2018. [read post]
11 May 2015, 6:00 am
Under proposed 285(c)(1)(G)(2)(A), an interested party is anyone with an interest, including employees. [read post]
