Search for: "In Re Hedges"
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14 Jun 2017, 11:19 am
A Board does not have the discretion to interpret or re-write a restriction where the meaning of the restriction is perfectly clear. [read post]
13 Jun 2017, 12:09 pm
Repeal of the Volcker Rule: Commercial banks would no longer be subject to prohibitions on speculative for-profit trading, also called “proprietary” trading, or restrictions on ownership of hedge and private equity funds. [read post]
8 Jun 2017, 4:50 pm
Many Republican senators are hedging right now. [read post]
8 Jun 2017, 4:04 pm
If we’re keeping score, the District Court decision of DCJ Ingram remains the only New Zealand judgment to strike out a proceeding in its entirety (since other, non-tortious, claims by Ms X will proceed against the Attorney-General). [read post]
7 Jun 2017, 3:00 am
You’re not getting into a hedge fund unless you’re an accredited investor. [read post]
7 Jun 2017, 3:00 am
You’re not getting into a hedge fund unless you’re an accredited investor. [read post]
6 Jun 2017, 3:00 am
While we’re on the topic of remedies, this Drinker Biddle blog points out that a unique aspect of the SEC’s insider trading settlement with Leon Cooperman & his Omega Advisors hedge fund was the requirement that the firm retain a “compliance consultant. [read post]
27 May 2017, 1:56 pm
They're gonna come in and we're gonna know where they came from and who they are. [read post]
22 May 2017, 9:19 am
Once you’re inside, it’s easier to stay than to leave, even if you keep an undated letter of resignation in your desk. [read post]
18 May 2017, 8:44 pm
Even if you settle on how to determine the endpoints of the distance, you’re left with the question of whether obstacles between them should be taken into account, or whether distance is measured in a straight line. [read post]
17 May 2017, 4:37 am
” Any effort to distinguish restricted speech from unrestricted speech “based on intent of the speaker … would ‘offe[r] no security for free discussion,’ and would ‘compe[l] the speaker to hedge and trim. [read post]
16 May 2017, 6:18 am
You're silly. [read post]
5 May 2017, 6:00 am
“Constitutional rights have no meaning unless you’re willing to extend them to people you don’t necessarily like. [read post]
4 May 2017, 10:08 am
The House members also referenced media reports that “some companies may resell anonymized consumer data to third parties such as hedge funds and that in some cases consumers can be re-identified through the use of other publicly available data sets. [read post]
28 Apr 2017, 6:12 am
The DOL re-emphasized in its final delay rule adopting release that its focus during the period before January 1, 2018 and for some time after will be on compliance assistance. [read post]
27 Apr 2017, 10:13 am
The changes will simplify reporting for private funds because certain direct investments in private funds will be re-characterized as portfolio investments depending on the nature of the private fund’s investments. [read post]
27 Apr 2017, 3:00 am
I bet it won’t be long before somebody starts a whistleblowing hedge fund. [read post]
25 Apr 2017, 2:27 pm
: Dean Shen Wei then noted the rationale for OBOR from the Chinese perspective, and especially its domestic economic background (1) transition to new normal; (2) change of focus from the old "go out" (走出去战略) policy to a new "go global" policy (3) policy to seek yuan internationalization (4) effort to re-balance drivers of trade and trade structures. [read post]
24 Apr 2017, 8:33 am
In 1571, an English jurist named Edmund Plowden, trying to make sense of cases involving the sale and purchase of land owned by various monarchs, argued: [T]he King has in him two Bodies, viz., a Body natural, and a Body politic. [read post]
14 Apr 2017, 2:51 pm
However, we have previously discussed two FINRA initiatives (here re CABs and here re scrapping the 7) as perhaps a bit misguided. [read post]
