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27 Jul 2017, 1:35 am
The FCA proposes that these are: significant management function, proprietary traders, CASS oversight function, functions that are subject to qualification requirements, client dealing function, algorithmic traders, material risk takers and anyone who supervises or manages anyone who supervises or manages anyone performing one of the aforementioned functions. [read post]
19 Jul 2017, 6:15 am
Brown's nomination came only 23 days after he and his New York law partner secured the acquittal of a bond trader in a federal trial in Connecticut closely watched by Wall Street.Brown—a former federal prosecutor and co-leader of Alston's government and internal investigations practice—teamed up with Alston New York partner Brett Jaffe in a successful defense of Tyler Peters, a former vice president at international broker-dealer Nomura… [read post]
16 Jul 2017, 8:00 am
This is not the only international scandal involving British food. [read post]
22 Jun 2017, 6:35 am
Geimer: Vertragsbruch durch Hoheitsakt: „Once a trader, not always a trader? [read post]
19 Jun 2017, 8:47 am
WH Trading is an international proprietary securities trading firm that is based in Chicago, but also has offices in New York, Singapore, Frankfurt, and London. [read post]
15 Jun 2017, 10:52 am
Searching for internal documents can take up 1.5 hours a day on average for analysts. [read post]
14 Jun 2017, 8:41 am
Thus, a larger market requires larger authorities, which may constrain local jurisdictions through common rules (which also sounds like a description of the evolution of international trade). [read post]
13 Jun 2017, 10:53 am
Fitness International, LLC No. [read post]
5 Jun 2017, 2:25 pm
The evaluation found that the CRD had positively contributed to the functioning of the business-to-consumer internal market and had ensured a high common level of consumer protection across member states of the EU. [read post]
12 May 2017, 12:08 pm
Guy Lawson wrote an article in Rolling Stone, The Stoner Arms Dealers: How Two American Kids Became Big-Time Weapons Traders, featuring accounts by both Diveroli and one of his employees Packouz. [read post]
2 May 2017, 4:11 pm
E-1/E-2 Visa: For international investors or traders from certain treaty countries looking to engage in substantial trade between the U.S. and their foreign country or to develop and direct the operations of an enterprise in which the foreign national has invested. [read post]
30 Apr 2017, 9:30 pm
Sparks “Like the Pirate and the Slave Trader Before Him”: Precedent and Analogy in Contemporary Law and Literature Jenny S. [read post]
30 Apr 2017, 2:09 am
The Hearing Officer didn't consider that either represented the average consumer (which he considered to be "traders in gold coins, such as banks and jewellers"). [read post]
9 Apr 2017, 3:15 am
Unwired Planet International Ltd v Huawei Technologies Co. [read post]
4 Apr 2017, 1:55 am
| Trader keeps the [good] faith in a spare part in trademark doublebill | Book Review: The Informal Economy in Developing Nations - Hidden Edge of Innovation? [read post]
30 Mar 2017, 3:14 pm
The company has said its unique Omega-3 coating lowers the risk of adhesions to internal organ tissue – which had been a major problem with other hernia mesh devices. [read post]
29 Mar 2017, 5:09 am
Business boomed, and by the middle of the Eighties, CDA was a household name in the trader world. [read post]
21 Mar 2017, 11:45 pm
| Trader keeps the [good] faith in a spare part in trademark doublebill | Book Review: The Informal Economy in Developing Nations - Hidden Edge of Innovation? [read post]
16 Mar 2017, 11:09 am
Martinez & Lisa Surwillo, “Like the Pirate and the Slave Trader Before Him”: Precedent and Analogy in Contemporary Law and Literature Ariela J. [read post]
15 Mar 2017, 5:08 am
Following a joint FIA / European Federation of Energy Traders / Global Financial Markets Association / International Swaps and Derivatives Association letter to the European Securities and Markets Authority (ESMA) in December 2016, the trade associations have jointly submitted draft Q&As to ESMA on position reporting under Article 58 of MiFID II. [read post]
