Search for: "Investment Management Advisory Group"
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4 Apr 2023, 7:38 am
The company, which has offices in the United States, Europe, the U.K., Asia, and Latin America, will combine management teams and invest in unified global products based on the complementary strengths of both firms. [read post]
13 Aug 2018, 2:00 pm
"Disasters and Emergencies Preparedness Programme (DEPP) Return on Investment Study: Final Report (Action Contre la Faim France, CDAC Network & Start Network, July 2018) [text via ReliefWeb]- Focused on programmes in Ethiopia and the Philippines.Drawing on our Diversity: Humanitarian Leadership (Humanitarian Advisory Group, July 2018) [text]Energy in Situations of Displacement, Policy Brief, no. 17 (UNHCR et al., 2018) [text]The Global Plan of Action for… [read post]
27 Jun 2016, 7:00 am
Nevertheless, the Division did offer examples of certain provisions in the Investment Advisory Agreement of existing and popular robo-advisers that appear to impermissively disclaim the adviser’s fiduciary responsibilities to its client. [read post]
18 Sep 2024, 12:14 pm
,a national financial advisory firm headquartered in Memphis, TN, reportedly has $12.4 billion under management and employs 239 across the country. [read post]
18 Aug 2009, 8:00 am
Yet data show that mainstream fund Advisers overwhelmingly cast votes in favor of management and against shareholder advisory resolutions on matters including corporate governance. [read post]
17 Mar 2016, 11:08 am
Subsequently, in September 2015, the SEC launched a second initiative to examine the cybersecurity compliance and controls in place at broker-dealers and investment advisory firms. [read post]
17 Oct 2020, 7:00 am
Posted by Martha Carter, Matt Filosa, and Sean Quinn, Teneo Governance, on Saturday, October 17, 2020 Editor's Note: Martha Carter is Vice Chairman and Head of Governance Advisory, and Matt Filosa and Sean Quinn are Managing Directors at Teneo Governance. [read post]
17 Feb 2016, 10:19 am
Companies in its portfolio include NextCare, an independent urgent care provider with clinics across six states; Regency Healthcare Group, a provider of hospice and palliative care services; and West Dermatology, a physician practice management company that operates dermatology clinics in Nevada, Arizona and California. [read post]
16 Dec 2015, 5:43 am
In addition to financial reporting cases, the division has been active in pursuing cases in the asset management investment advisory area, including cases against firms regarding fees and expenses, typically involving the lack of disclosure. [read post]
21 Sep 2022, 11:32 am
If you are concerned about your investment accounts, the securities attorneys at the White Law Group may be able to help you. [read post]
11 Jul 2015, 2:14 pm
The heavy reliance by group health plans and health insurers upon internet based applications and portals to carry out online enrollment, claims administration and payment, reporting and a host of other key health plan functions makes it particularly important for health plans, their employer or other sponsors, fiduciaries, vendors, and other involved in health plan administration or using or accessing health plan data to verify and ensure the internet data sharing and other applications… [read post]
8 Oct 2019, 8:53 am
Please visit our Investment Adviser Practice Group page for more information. [read post]
21 Aug 2018, 6:43 am
” The conflict of interest reportedly arose in Merrill Lynch’s handling of third-party products managed by a U.S. subsidiary of a foreign multinational bank, in which more than 1,500 of Merrill’s retail advisory accounts had invested approximately $575 million, says the SEC’s order. [read post]
10 May 2022, 8:27 am
When the guest speakers adjourned the meeting, advisory members Jeffrey M. [read post]
16 Feb 2023, 7:00 am
Please visit our Investment Adviser Practice Group page for more information. [read post]
16 Aug 2023, 9:04 am
Hector May, of New York, NY, reportedly pleaded guilty in December 2018, to participating in a conspiracy to defraud investment advisory clients out of more than $11 million. [read post]
25 Aug 2023, 5:58 pm
McCormick, Chancellor, Delaware Court of ChanceryRick Alexander, Founder and Chief Executive Officer, The Shareholder CommonsJames Cole, Jr., Chairman & Chief Executive of The Jasco Group, LLC; Director and Chair of the Nominating and Governance Committee, AIGMichelle Edkins, Managing Director, Blackrock Investment StewardshipPeggy Foran, Chief Governance Officer, Senior Vice President and Corporate Secretary, Prudential Financial, Inc.Lawrence A. [read post]
25 Jul 2024, 11:49 am
In his broker comment, De Berardinis stated that he left to open his own registered investment advisory firm. [read post]
24 Sep 2021, 1:42 am
Specifically addressing concerns.When shareholders express dissatisfaction with the companies they are invested in, management and the board should work to address those specific concerns. [read post]
24 Sep 2021, 1:42 am
Specifically addressing concerns.When shareholders express dissatisfaction with the companies they are invested in, management and the board should work to address those specific concerns. [read post]
