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19 Jan 2022, 12:19 pm by Francis Pileggi
Chancery: LLC Managers Breached Fiduciary Duties The Chancery decision in Stone & Paper Investors, LLC v. [read post]
19 Jan 2022, 2:35 am by The White Law Group
  The company further noted that it has continued its shift in focus away from new life insurance policy acquisitions and towards its investment in Beneficient Company Group, while managing its existing life insurance policy portfolio. [read post]
18 Jan 2022, 12:15 pm by Aaron S. Marines
Congress enacted FIRPTA in 1980 to manage foreign investment in U. [read post]
18 Jan 2022, 10:02 am by Eric Goldman
The number #1 question I get whenever I discuss FOSTA with folks who aren’t familiar with it: did Congress know what it was doing? [read post]
17 Jan 2022, 1:29 am by Peter Mahler
” The court found that the petition’s allegations of financial impropriety by the LLC’s other 50% member “are directly related to the operation and management of [the LLC], and are appropriately governed by the Arbitration Clause in the Operating Agreement. [read post]
14 Jan 2022, 5:57 am
Schanzenbach (Northwestern), on Monday, January 10, 2022 Tags: DOL, ERISA, ESG, Fiduciary rule, Institutional Investors, Investment advisers, Pension funds, Retirement plans, Securities regulation ISS 2022 U.S. [read post]
12 Jan 2022, 10:09 am by Francis Pileggi
” And as to the aiding and abetting charges against The Klein Group LLC, a financial advisor with respect to the merger and a wholly-owned subsidiary of defendant M. [read post]
11 Jan 2022, 12:45 pm by The White Law Group
He also had his own firm,  Shillin Wealth Management, which managed close to 3,000 accounts and had $135 million in assets under management, according to the charges. [read post]
11 Jan 2022, 7:10 am by Rob Robinson
Editor’s Note: Given the challenge of monitoring and tracking merger, acquisition, and investment activity for eDiscovery-related companies, from time to time the quarterly and annual reporting of the number of events may change slightly as new information becomes available concerning these events. [read post]
11 Jan 2022, 5:55 am
Posted by Kei Okamura, Neuberger Berman LLC, on Tuesday, January 11, 2022 Editor's Note: Kei Okamura is Director of Japan Investment Stewardship at Neuberger Berman LLC. [read post]
10 Jan 2022, 2:15 pm
  Like the trial court, we conclude that when Rice, as sole managing member of Triton, directed the company to disburse funds to pay his legal bills, it constituted a distribution to him subject to the charging order. [read post]
10 Jan 2022, 4:24 am by Peter J. Sluka
Citing mostly to Delaware law, including Vice Chancellor McCormick’s decision in CHC Investments, LLC v. [read post]
7 Jan 2022, 2:20 pm by luiza
Interactive Brokers LLC – In a more traditional CFTC action, the brokerage firm Interactive Brokers LLC agreed to pay $84.3 million in penalties and restitution for its alleged mishandling of consumer accounts. [read post]
7 Jan 2022, 2:20 pm by luiza
Interactive Brokers LLC – In a more traditional CFTC action, the brokerage firm Interactive Brokers LLC agreed to pay $84.3 million in penalties and restitution for its alleged mishandling of consumer accounts. [read post]
6 Jan 2022, 1:18 pm by The White Law Group
  The REIT, which is currently listed on the Nasdaq, is focused on managing and acquiring a high-quality single and multi-tenant portfolio that is service-retail focused, according to its website. [read post]
6 Jan 2022, 12:17 pm by Kasey DeSantis
  The Memorandum Opinion held that Defendants JVL Advisors, LLC, its founding and managing director John Lovoi, Roan Holdings LLC and two Company directors (Paul B. [read post]
4 Jan 2022, 5:00 pm
  From the folks at Global SWF LLC, a new report that is worth reading--The 2022 Annual Report: State Owned Investors 3.0. [read post]