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24 Nov 2020, 6:54 am
How we can fix it by supporting the role of free and open source communities as champions of interoperability and offering alternatives to existing technical giants. [read post]
20 Nov 2020, 5:01 am
Not long after my Monday commentary appeared, reader Morris alerted me to another Deutsche Bank tax proposal. [read post]
19 Nov 2020, 9:05 pm
The proclamation also limited indoor social, community, business, and leisure gatherings to 15 people and limited outdoor gatherings to 30 people. [read post]
18 Nov 2020, 5:00 am
Under Chair Clayton, the SEC has shifted to a focus on retail investors. [read post]
17 Nov 2020, 8:42 am
As a Partner at Gunderson Dettmer, Randall Clark works closely with entrepreneurs and investors in various fields. [read post]
13 Nov 2020, 11:06 am
It is the racial discrimination by banks, landlords, investors, and municipalities, that prevented minorities from obtaining retail ownership in the first instance. [read post]
13 Nov 2020, 8:21 am
Continue Reading › The post Global Investment Advisory Services’ Felipe Vargas is Named in Customer’s $1.3M Barclays Bank iPath Series B S & P 500 Short Term Futures ETN Claim appeared first on Investor Lawyers Blog. [read post]
13 Nov 2020, 6:11 am
Stumpf and former head of Wells Fargo’s Community Bank Carrie L. [read post]
12 Nov 2020, 2:18 pm
None of the 50 investors have sued. [read post]
11 Nov 2020, 6:24 am
”1 Smarsh customers include 9 of the top 10 banks in the world. [read post]
6 Nov 2020, 7:39 am
The SEC should seek input from issuers, transfer agents, broker-dealers, clearing corporations, banks, investors, regulators, exchanges, underwriters, and industry experts at this dematerialization roundtable.Discussion. [read post]
5 Nov 2020, 9:03 pm
Department of the Treasury to authorize and financially support public banks. [read post]
5 Nov 2020, 3:05 am
• Investor awareness of CAMs communicated in the auditor’s report is still developing, but some investors are reading CAMs and find the information beneficial. [read post]
4 Nov 2020, 9:21 am
As a financial services entity, the company is subject to higher scrutiny and may face greater skepticism from investors about its growth prospects. [read post]
29 Oct 2020, 7:36 am
An astonishing 80% of central banks are engaging in work around central bank digital currencies, from research to experimentation and pilot programs. [read post]
16 Oct 2020, 6:41 am
In soliciting investors for the fund, the SEC alleges that the RIA not only misrepresented the fund’s past performance, the amount of assets managed and the owner’s experience as a portfolio manager, but also falsified brokerage records and investor account statements, and sent fake audit opinions to investors and third parties. [read post]
15 Oct 2020, 12:44 pm
The Bureau of Ocean Energy Management (“BOEM”) and the Bureau of Safety and Environmental Enforcement (“BSEE”) recently issued a proposed rule on Risk Management, Financial Assurance and Loss Prevention (“Proposed Rule”), which was published in the Federal Register on October 16, 2020 and is now open for public comment. [read post]
8 Oct 2020, 6:06 pm
ASIC has reminded responsible entities (REs) that their products must be “true to label” and not mislead investors, whereby redemption terms must be consistent with the underlying liquidity of the fund’s assets. [read post]
8 Oct 2020, 8:56 am
Ripple has been locked in a long-running battle with the SEC and investors over whether the digital currency XRP is a security. [read post]
8 Oct 2020, 5:11 am
Our most recent post on the Wakpamni Lake Community Corp. fraud is here. [read post]
