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12 Dec 2011, 6:48 am
Previously, JPMorgan Chase & Co., UBS AG and Bank of America Corp. settled similar charges. [read post]
8 Dec 2011, 8:02 pm
., UBS AG, and JPMorgan Chase & Co. [read post]
5 Dec 2011, 2:00 am
Click here for the complete Securities Law Alert and check back in December for the next installment. [read post]
2 Dec 2011, 6:28 am
JPMorgan Chase & Co., No. 11 civ. 913 (S.D.N.Y. [read post]
30 Nov 2011, 2:15 pm
No mid-level manager at JPMorgan, for example, made a call to start committing fraud and forgery. [read post]
30 Nov 2011, 12:00 am
Calling the Securities and Exchange Commission’s (SEC) enforcement practice “hallowed by history, but not by reason,” a federal judge rejected a $285 million settlement that Citigroup had reached last month with the SEC over allegedly misleading marketing practices over a securities transaction. [read post]
23 Nov 2011, 3:32 pm
A synthetic CDO, by the way, is a collateralized debt obligation or CDO that is comprised of credit default swaps instead of debt securities, which are based on mortgages and leverage (read: borrowed money). [read post]
19 Nov 2011, 5:19 pm
More About UITs Unit investment trusts involve diversified securities baskets that may contain high-yield bonds. [read post]
18 Nov 2011, 2:52 pm
No one would ever open a document forgery department at JPMorgan or Bank of America without the blessing of the bosses, you can trust me on that. [read post]
16 Nov 2011, 5:38 pm
Even though MF Global received an extension to access $8M that JPMorgan Chase & Co. held through November 30, discussions to keep MF Global running while in bankruptcy have stopped, at least for now. [read post]
16 Nov 2011, 12:21 pm
If unemployment insurance and the payroll tax cut are also not renewed, JPMorgan Chase analysts project that will cut growth by 1.5 to 2%. [read post]
16 Nov 2011, 6:11 am
JPMorgan Chase & Co. has been ordered by the Financial Industry Regulatory Authority (FINRA) to reimburse customers more than $1.9 million for losses that occurred from unsuitable investment recommendations. [read post]
15 Nov 2011, 8:48 am
Jefferson County, Alabama, Votes to Declare Biggest Municipal Bankruptcy, Bloomberg.com, November 9, 2011 Jefferson County, Alabama to file for largest municipal bankruptcy, CNN, November 9, 2011 More Blog Posts: Jefferson County, Alabama Votes to Settle its $3.14B Bond Debt with JPMorgan and Other Creditors, Institutional Investor Securities Blog, September 7, 2011 UBS Financial Reaches $160M Settlement with the SEC and Justice Department Over Securities Fraud,… [read post]
15 Nov 2011, 7:57 am
The largest creditor is JPMorgan Chase & Co., which owns about $1 billion of the county’s $3.14 billion debt for sewer construction. [read post]
11 Nov 2011, 9:01 am
The White Law Group, LLC is a national securities fraud, securities arbitration, investor protection, and securities regulation/compliance law firm with offices in Chicago, Illinois and Boca Raton, Florida. [read post]
9 Nov 2011, 6:38 am
In his November 7, 2011 article, the Times’ Edward Wyatt explained that, in settling securities fraud cases, the SEC typically demands pledges from the companies that they will never again violate one of the main antifraud provisions of the nation’s securities laws. [read post]
3 Nov 2011, 11:49 am
JPMorgan Chase was listed in the bankruptcy filing as the largest unsecured creditor with $1.2 billion in outstanding debt. [read post]
2 Nov 2011, 6:11 am
It could also be that the gap stems from bookkeeping or accounting errors, as well as recording transactions in MF Global’s books given the securities firm’s far-flung trading and clearing operations. [read post]
31 Oct 2011, 12:36 pm
District Court in Manhattan, Securities Investor Protection Corp. is suing MF Global. [read post]
20 Oct 2011, 10:11 pm
JPMorgan Chase & Co. settled similar allegations earlier this year for $153.6 million. [read post]
