Search for: "Lewis Investment Company"
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30 Jul 2014, 4:44 am
The new securities suit follow in the wake of a lawsuit filed last month by the New York Attorney General alleging that Barclays had marketed its dark pool trading venue “through a series of misleading false statements to clients and the investing public about how, and for whose benefit, Barclays operates its dark pool. [read post]
9 Dec 2022, 7:04 am
The scammer’s phone number was 210-584-0452 and caller ID showed the scammer’s name as Kenneth Lewis. [read post]
19 Apr 2023, 12:10 pm
The Business Roundtable is an organization composed of nearly 200 CEOs of large public companies. [read post]
5 Mar 2012, 2:08 am
Chou's total investment is losing over $35 million (over 60%). [read post]
5 Sep 2012, 9:41 am
Rule 506 is the most common exemption used by companies to raise capital in non-public offerings. [read post]
2 May 2009, 8:28 am
Massey, to replace Ken Lewis. [read post]
7 Dec 2011, 11:48 pm
The examiner referred to the companies now infamous “Repo 105” transactions as “balance sheet manipulation. [read post]
3 Apr 2011, 11:31 pm
FA (Iraq) v Secretary of State for the Home Department, heard 23 – 24 February 2011 Perpetual Trustee Company Limited v BNY Corporate Trustee Services Limited and Lehman Brothers Special Financing Inc; and Belmont Park Investments PTY Limited v BNY Corporate Trustee Services Limited and Lehman Brothers Special Financing Inc, heard 1 – 3 March 2011. [read post]
24 Jun 2016, 6:31 am
Schwartz, University of Colorado Law School, on Tuesday, June 21, 2016 Tags: Board dynamics, Board independence, Boards of Directors, Charter & bylaws, Director compensation, Firm performance, Golden leashes, Hedge funds, Incentives, Listing standards, Pay for performance, Shareholder activism,Shareholder voting, Supreme Court Implications of the Recent Dell Appraisal Decision Posted by Lewis R. [read post]
10 Feb 2011, 2:53 am
When discussing his company’s performance during the fourth quarter of the past fiscal year, the CEO of Norfolk Southern said, “During 2010, we profitably grew the business, invested in the franchise, generated significant levels of cash, and produced attractive returns for our shareholders. [read post]
4 Dec 2020, 6:15 am
Duhnke III (Public Company Accounting Oversight Board), and Sagar Teotia (U.S. [read post]
27 Oct 2017, 6:01 am
Peregrine, McDermott Will & Emery LLP, on Monday, October 23, 2017 Tags: Accountability, Boards of Directors, Compliance and disclosure interpretation, Corporate liability, Deregulation, DOJ, Liability standards, Misconduct, Risk oversight, SEC enforcement, Securities enforcement, Yates memo Index Investing Supports Vibrant Capital Markets Posted by Jasmin Sethi, BlackRock, Inc., on Monday, October 23, 2017 … [read post]
28 Jan 2010, 2:02 am
Suit Against Rating Agencies Dismissed, But Without Reaching First Amendment Issues: According to a January 27, 2010 Am Law Litigation Daily article by Andrew Longstreth (here), Judge Lewis Kaplan has granted the motions of Moody's and S&P to be dismissed from a securities lawsuit filed by certain investors who had invested in certain mortgage-backed securities underrwitten by Lehman Brothers. [read post]
28 Feb 2019, 3:14 am
These so-called proxy advisors (e.g., ISS, Glass Lewis, etc.), can be highly impactful on board appointments and director compensation, among other things, and large-cap board members can get transfixed upon remaining within the good graces of ISS, et al. [read post]
16 May 2011, 1:13 pm
Section 83(3)(a) made provision for ascertaining whether or to what extent a company has incurred a loss in respect of that business where an amount is added to an insurance company’s long term business fund as part of or in connection with a transfer of business to that company and that amount shall be taken into account as an increase in value of the assets of the fund within section 83(2)(b). [read post]
13 Mar 2011, 1:41 pm
FA (Iraq) v Secretary of State for the Home Department, heard 23 – 24 February 2011 Perpetual Trustee Company Limited v BNY Corporate Trustee Services Limited and Lehman Brothers Special Financing Inc; and Belmont Park Investments PTY Limited v BNY Corporate Trustee Services Limited and Lehman Brothers Special Financing Inc, heard 1 – 3 March 2011. [read post]
18 Aug 2023, 10:59 am
A comprehensive assignment of risk of fraud for unauthorized transfers of cryptocurrency either by statute, regulation or agreement would help consumers and companies understand their risks and obligations. [read post]
23 Dec 2016, 1:00 am
Department of the Treasury, on Friday, December 16, 2016 Tags: Accounting, Cybersecurity, Financial institutions, Financial regulation, Financial technology, Global Settlement, International governance, PCAOB, Risk management, Risk oversight, Systemic risk EU Proposed Intermediate Holding Company Requirements for Non-EU Banks and Broker-Dealers Posted by Derek M. [read post]
18 Dec 2020, 5:58 am
Eddy, and Cynthia Fernandez Lumermann, Wachtell, Lipton, Rosen & Katz, on Tuesday, December 15, 2020 Tags: Delaware cases, Delaware law, Derivative suits, DGCL Section 220, Discovery, Fiduciary duties, Securities litigation, Shareholder suits Is Conflicted Investment Advice Better than No Advice? [read post]
6 Jun 2018, 5:46 pm
The top 25 list includes companies in a variety of other industries, including telecommunication, information technology, pharmaceuticals and investment services. [read post]
