Search for: "MARY SCHAPIRO"
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27 Apr 2009, 2:00 pm
” At today’s Society of American Business Editors and Writers convention in Denver, Mary Schapiro noted that the SEC favors greater and broader disclosure [using Twitter and other tools to communicate with investors] but that it hasn't come to a resolution on the new technology. [read post]
25 Feb 2009, 3:24 am
The Direction of Mary Schapiro's SEC - and the Proposed IFRS Roadmap On Monday, the NY Times ran this pretty interesting article on the new SEC Chair Mary Schapiro, some of which was based on an interview. [read post]
12 Aug 2010, 4:05 pm
Barney Frank, SEC Chair Mary Schapiro said that Section 929I is critical to the Commission’s ability to develop a robust examination program that better protects investors by allowing the SEC to gain timely access to information that it otherwise may not receive, thereby further enhancing its ability to identify fraud. [read post]
27 Apr 2009, 2:00 pm
” At today’s Society of American Business Editors and Writers convention in Denver, Mary Schapiro noted that the SEC favors greater and broader disclosure [using Twitter and other tools to communicate with investors] but that it hasn't come to a resolution on the new technology. [read post]
22 Jun 2011, 3:51 pm
According to SEC Chair Mary Schapiro, the registration and reporting requirements are designed to obtain a meaningful collection of data that would aid investors and assist SEC regulatory and examination efforts, without requiring any disclosure that could inadvertently harm the interests of private fund investors. [read post]
13 Sep 2023, 4:15 am
CUNY Law Dean Mary Lu Bilek showed how far this trend has gone. [read post]
20 Apr 2013, 2:37 pm
A Subcommittee staff memorandum related that, on June 28, 2012, then SEC Chairman Mary Schapiro testified at a hearing before the Committee on Oversight and Government Reform’s Subcommittee on TARP and Financial Services, chaired by Rep. [read post]
18 Jun 2014, 5:00 am
Rohr* 0 38,675 0 0 38,675 Mary L. [read post]
10 Sep 2011, 6:28 pm
SEC Chairman Mary Schapiro later offered him a position at the agency as head of a new unit that would colloquially be called the “Office of Smart People. [read post]
7 Sep 2009, 9:22 am
Had the agency simply been able to hold onto all the fees it collected, reasoned the senator, it would have represented a 75 percent increase over the budget it was allotted through the appropriations processThe senator also noted that SEC Chair Mary Schapiro has already signaled her support for his proposal. [read post]
15 Jul 2010, 2:59 pm
The SEC enforcement team is on the beat under Chair Mary Schapiro, a big improvement over her predecessor Chris Cox, whom I criticized repeatedly on this blog for regulatory laxity. [read post]
26 Apr 2007, 12:04 am
Related Web Resources: Remarks by Mary L. [read post]
29 Jan 2011, 5:18 pm
Per SEC Chairman Mary Schapiro, the toughest reporting requirements under the rule would affect approximately 200 large hedge fund advisers in the US who represent over 80% of assets under management, as well as some 250 large private equity fund advisers. [read post]
10 May 2012, 9:30 pm
See related RegBlog post.Securities and Exchange Commission chair Mary Schapiro announced that federal financial regulators will be looking into JPMorgan Chase's estimated $2 billion trading loss. [read post]
21 Mar 2008, 9:28 am
"Reverse mortgages are an extremely costly way to fund an investment," said FINRA CEO Mary Schapiro. [read post]
20 Aug 2012, 7:35 am
"On Friday, however, the S.E.C. chairwoman, Mary Schapiro, confirmed that the agency would not ram new rules through without public comment. . . . [read post]
5 Jan 2009, 11:00 am
For one thing, the nomination of Mary Schapiro, the executive director of FINRA, presumably meets the category of commissioners "with experience uncovering corporate misconduct. [read post]
5 Jan 2011, 5:00 am
SEC Chairman Mary Schapiro said the agency would need to hire an additional 800 people to meet its expanded duties under Dodd-Frank. [read post]
29 Dec 2008, 3:08 pm
It would be unfair to lay all of the problems with the SEC at the feet of Chris Cox, but let's just say that I am looking forward to seeing what Mary Schapiro can do with the agency. [read post]
4 Feb 2009, 8:57 am
New SEC chairwoman Mary L. [read post]
