Search for: "MARY SCHAPIRO"
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3 Jun 2010, 12:37 pm
Schapiro issued... [read post]
1 Jun 2010, 5:10 am
NY Congressman Anthony Weiner Updated at 7:22 PM Eastern Fraud Discovery Institute co-founder Barry Minkow released a 120 page open letter (including exhibits) to Securities and Exchange Commission Chairperson Mary Schapiro and Federal Trade Commission Chairman Jon Leibowitz, detailing a point by point rebuttal of every single allegation contained in New York Congressman Anthony Weiner's recent report alleging fraud, misrepresentation,… [read post]
25 May 2010, 11:34 pm
As I said in my last open letter to Chairperson Mary Schapiro, "The SEC has an excellent chance on its second investigation of Overstock.com to regain that lost public confidence by bringing a successful enforcement action against Overstock.com, its Audit Committee, and its management team for securities law violations, including Rule 10b-5. [read post]
21 May 2010, 6:15 am
Examining the Causes and Lessons of the May 6th Market Plunge, Testimony of Chairman Mary L. [read post]
19 May 2010, 7:36 pm
Schapiro (who had some inspiring words on the economy and the profession of law). [read post]
15 May 2010, 2:54 pm
Credit Slips' Elizabeth Warren is on the cover of Time this week, along with Sheila Bair of the FDIC and Mary Schapiro of the SEC. [read post]
13 May 2010, 9:00 am
Having said that, however, the new chair of the SEC (in this case Mary Schapiro) already had the authority to do so. [read post]
11 May 2010, 1:38 pm
Meanwhile, SEC Chairman Mary Schapiro testified before the Financial Services Committee's Subcommittee on Capital Markets, Insurance and Government Sponsored Enterprises this afternoon to summarize the events of May 6, provide an overview of the current market structure and discuss various regulatory tools to be considered "in determining how best to maintain fair and orderly financial markets and to prevent severe market disruptions in the future. [read post]
10 May 2010, 12:57 pm
Here is today's brief statement from the SEC: This morning, SEC Chairman Mary Schapiro had a constructive meeting with the leaders of six exchanges... [read post]
7 May 2010, 11:37 pm
At a recent hearing, US Senator Richard Durbin (D-Ill), who is chairman of the Senate Appropriations Financial Services subcommittee, told Securities and Exchange Commission Chairman Mary Schapiro that he was “puzzled” by the SEC’s request for funds to start aggressive oversight of credit ratings agencies in 2011. [read post]
7 May 2010, 11:30 am
SEC Chairman Mary Schapiro gave a speech today (as delivered by Andrew J. [read post]
6 May 2010, 12:35 pm
SEC Chairman Mary Schapiro, Keynote Address at the Compliance and Legal Society of the Securities Industry and Financial Markets Association 2010 Annual Seminar, Harbor Place, Maryland, May 6, 2010 [read post]
26 Apr 2010, 5:00 am
Likewise, Mary Schapiro, Chair of the Commission, was firm in her denial. [read post]
23 Apr 2010, 11:19 am
"It's appropriate to engage in a more thorough review of the use of derivatives by ETFs and mutual funds given the questions surrounding the risks associated with the derivative instruments underlying many funds," said SEC Chairman Mary Schapiro. [read post]
20 Apr 2010, 3:25 pm
Schapiro Before the House Financial Services Committee, April 20, 2010 [read post]
20 Apr 2010, 9:02 am
Nobody can rightfully blame Mary Schapiro for something that did not happen on her watch. [read post]
19 Apr 2010, 3:32 pm
SEC Chairman Mary Schapiro sided with Democrats Luis Aguilar and Elisse Walter to approve the case, said the people, who declined to be identified because the vote wasn? [read post]
19 Apr 2010, 2:12 pm
Elisse Walter and Luis Aguilar, both Democrats, joined SEC chair Mary Schapiro and voted in favor of the charges. [read post]
16 Apr 2010, 1:05 pm
Mary Schapiro, Chairperson of the SEC, says "Right now, however, the SEC languishes as one of the few financial regulators still subject to the annual appropriations process. [read post]
16 Apr 2010, 7:18 am
Here is Mary Schapiro's recent statement making the case for self-funding. [read post]
