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30 Sep 2020, 7:24 am
The victims of abuse have rallied public support behind them, launching the social media movement […] The post Dealing With Sexual Assault Accusations appeared first on Merrill Law Firm. [read post]
26 Sep 2020, 1:59 am
Over his 15 year-long career as a broker, he has been registered with eight different broker dealers: between May 1997 and March 1998, Craig Zabala was registered with Merrill Lynch, Fenner & Smith Incorporated; starting January 2000 until July 2001, Zabala was registered with Trautman Wasserman & Company, a broker dealer expelled by FINRA on June 12, 2007; Zabala was then registered with Allmerica Investment for a short period between October 2001 and March 2002; between June 2002… [read post]
26 Sep 2020, 1:59 am
Over his 15 year-long career as a broker, he has been registered with eight different broker dealers: between May 1997 and March 1998, Craig Zabala was registered with Merrill Lynch, Fenner & Smith Incorporated; starting January 2000 until July 2001, Zabala was registered with Trautman Wasserman & Company, a broker dealer expelled by FINRA on June 12, 2007; Zabala was then registered with Allmerica Investment for a short period between October 2001 and March 2002; between June 2002… [read post]
23 Sep 2020, 10:04 am
Merrill, 2020 WL 5370227 (N.D. [read post]
16 Sep 2020, 8:11 am
appeared first on Merrill Law Firm. [read post]
14 Sep 2020, 6:27 am
According to records kept by The Financial Industry Regulatory Authority (FINRA) Roumayeh was employed by his prior employer Merrill Lynch, Pierce, Fenner & Smith Incorporated (Merrill Lynch) prior to being investigated concerning his activities. [read post]
4 Sep 2020, 12:15 pm
Prior to that, he was affiliated with Merrill Lynch in Frisco, Texas for 8 years. [read post]
3 Sep 2020, 8:38 am
Merrill Lynch, Pierce, Fenner & Smith Incorporated Elizabeth Sollars Allstate Financial Services, LLC Junior Tonkam PFS Investments Inc. [read post]
3 Sep 2020, 8:21 am
Wells Fargo Clearing Services, LLC Merrill Lynch, Pierce, Fenner & Smith Incorporated Scott McVicker Market Wise Securities, inc. [read post]
31 Aug 2020, 4:07 pm
appeared first on Merrill Law Firm. [read post]
25 Aug 2020, 10:49 am
Merrill v. [read post]
25 Aug 2020, 6:28 am
And then broken window on Merrill Lynch and 'Here are your premiums.' Wait, let me get a picture of that.... [read post]
21 Aug 2020, 4:04 pm
Here’s What You Need to Know appeared first on Merrill Law Firm. [read post]
13 Aug 2020, 1:22 pm
Unlike Merrill v. [read post]
10 Aug 2020, 9:22 am
Knox was reportedly registered with Merrill Lynch from 2000- 2017. [read post]
8 Aug 2020, 2:21 am
UPDATE: Ir-Rationale FINRA Merrill Lynch EFL Arbitration Decision Cited By Tax Court (BrokeAndBroker.com Blog)FINRA Announces Results of Governor Elections / Firms Elect Wendy Lanton as Small Firm Governor, Re-Elect Jim Nagengast as Large Firm Governor (FINRA Release)New Jersey Broker Sentenced to Prison for "Cherry-Picking" Scheme (DOJ Release)FINRA Imposes Fine and Suspension for Rep's Willful Nondisclosure of Tax LiensIn the Matter of Steven Michael Voce, Respondent… [read post]
6 Aug 2020, 9:08 am
Financial Advisor Charles Kenahan, Merrill Lynch, Boston, MA New Hampshire Investigates Merrill Lynch & Charles Kenahan regarding $80 million in customer complaints. [read post]
31 Jul 2020, 12:08 pm
According to CNBC, which obtained documents from the FINRA arbitrations, Benson’s claim, currently pending before FINRA, names Merrill Lynch, Kenahan, and another Merrill Lynch advisor Dermod Cavanaugh and alleges damages in excess of $100 million due to churning and unauthorized trading. [read post]
31 Jul 2020, 5:46 am
appeared first on Merrill Law Firm. [read post]
29 Jul 2020, 12:44 pm
Jeffrey Hill Wells Fargo Advisors Dougherty & Company LLC Tracy Kirby Morgan Stanley Merrill Lynch, Pierce, Fenner & Smith Inc David Moxom UBS Financial Services Inc. [read post]
