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29 Jan 2009, 4:37 am
Mutual Funds; Margin and Ready Asset Accounts c. [read post]
30 Jun 2020, 12:47 pm
Compared to traditional investments, such as stocks, bonds and mutual funds, REITs are significantly more complex and often better suited for sophisticated and institutional investors.Another problem often associated with REIT recommendations is the high sales commissions brokers typically earn for selling REITs – as high as 15%. [read post]
31 Mar 2015, 6:27 am
The firm conducts a general securities business in the following products: equities, mutual funds, corporate and municipal debt, US government securities, oil and gas interests, options, private placements, direct participation programs, and variable contracts. [read post]
10 Jul 2012, 3:01 pm
The SEC filing also indicated that brokers who sold the TNP 12 Percent Notes earned a 7% commission on the sale of the notes (considerably higher than the commission on more traditional investments like stocks or mutual funds), likely explaining the brokerage firms’ motivation in approving and selling the investments. [read post]
19 Aug 2008, 4:57 pm
Auction rate securities, which are long term bonds which are issued by cities, non-profit organizations, student loan agencies, and closed end mutual funds, whose interest rates reset by auction every 7 to 35 days, were sold to many investors as "cash equivalents. [read post]
16 Aug 2010, 7:47 am
The founder of the Vanguard Mutual Fund offers his insights on money, the values we should emulate in our business and professional callings, and what we should consider as the true treasures in our lives. 3. [read post]
12 Jul 2018, 11:19 am
Before you will receive the funds, your St. [read post]
19 May 2014, 4:40 am
., insurance companies, brokerage firms, and mutual funds, offers a low cost Solo 401(k) plan. [read post]
10 Jul 2012, 3:01 pm
The SEC filing also indicated that brokers who sold the TNP 12 Percent Notes earned a 7% commission on the sale of the notes (considerably higher than the commission on more traditional investments like stocks or mutual funds), likely explaining the brokerage firms’ motivation in approving and selling the investments. [read post]
13 Mar 2019, 12:01 pm
Additionally, new provisions in EU law forbid EU funds from being channeled or transited through entities in countries on the tax blacklist. [read post]
6 Sep 2013, 6:45 am
The investment options typically include mutual funds that invest in stocks and bonds. [read post]
6 Sep 2011, 12:17 pm
Credit Suisse Holdings (USA), Inc.7. [read post]
15 May 2018, 9:21 am
The REIT structure was designed to provide a real estate investment structure similar to the structure mutual funds provide for investment in stocks. [read post]
24 Jan 2019, 4:46 am
It is “clear, final and the product of mutual accord” Forcellia, 109 AD 3d at 24 7. [read post]
13 Feb 2012, 2:15 am
Lehman Brothers International v CRC Credit Fund Ltd and GLC Investments PLC Sub Fund, heard 31 October – 3 November 2011. [read post]
22 Aug 2011, 2:00 am
L. 111-203 (July 21, 2010). [7] See Rose Marie Kushmeider, The U.S. [read post]
5 Jun 2015, 7:33 am
It develops relations between China and other countries on the basis of the five principles of mutual respect for sovereignty and territorial integrity, mutual nonaggression, noninterference in each other's internal affairs, equality and mutual benefit, and peaceful coexistence. [read post]
18 Jul 2009, 7:31 am
The financial crisis, the new administration, new SEC leadership, increased funding and the focus of Congress and the media have all combined to encourage heightened government scrutiny. [read post]
24 Sep 2019, 6:10 am
Let’s say that a developer got funded by a venture capital fund to build a platform, which goes live and functions as planned. [read post]
30 Sep 2024, 3:26 am
For instance, setting response times for emails, instant messages, and phone calls during business hours helps prevent the constant pressure to be available 24/7. [read post]
