Search for: "New York Stock Exchange"
Results 581 - 600
of 3,461
Sorted by Relevance
|
Sort by Date
26 Feb 2007, 2:52 am
Recently, a number of members have asked about NYSE Rule 203.01, as they wonder why companies listed on the New York Stock Exchange haven't been issuing press releases when they've filed their Form 10-K with the SEC (indicating that the 10-K is available from their website, etc). [read post]
19 May 2021, 3:00 am
Here’s an excerpt from the Reuters piece: The New York attorney general’s office is preparing an insider-trading lawsuit against Eastman Kodak Co and its top executive, focusing on stock purchases that preceded an ill-fated deal with the Trump administration to finance a pharmaceutical venture during the COVID-19 pandemic, according to the company and people familiar with the matter. [read post]
23 Apr 2008, 5:02 pm
’” “You’re right, Justice McGuire” replied Schick, “they were not rubes, but they devoted just one day every other month to the New York Stock Exchange. [read post]
6 Jan 2010, 4:51 am
Plaintiffs brought a derivative actions against Comverse in New York Federal and State courts based on the backdating. [read post]
1 Jul 2009, 9:49 am
By a 3-2 vote, the SEC today approved a long-anticipated New York Stock Exchange proposal to bar brokers from casting uninstructed client shares in uncontested director elections. [read post]
18 Aug 2011, 2:32 pm
Board of Trade of the City of New York, Inc., No. 75, 2010 (Del. [read post]
21 Dec 2015, 11:43 am
Tepperman of the New York office. [read post]
24 Dec 2010, 2:31 pm
Most recently, Bloomberg sold his schpeel to a bunch of business moguls at the New York Stock Exchange, calling the immigration reform debate "the most important issue facing the country. [read post]
15 Mar 2008, 5:15 am
This same issue would not be a matter for the stock exchanges. [read post]
4 Apr 2023, 8:28 am
District Court for the Southern District of New York, charges Javice with violating the antifraud provisions of the Securities Act of 1933 and Securities Exchange Act of 1934. [read post]
30 Sep 2008, 11:15 am
President of the New York Stock Exchange? [read post]
13 Jun 2012, 12:37 pm
Markets covered in the reports include: New York Stock Exchange, NYSE Amex LLC (renamed NYSE MKT LLC as of May 14, 2012), NYSE Arca Inc., Nasdaq Global Stock Market, Nasdaq Capital Market, and Over-the-Counter Market. [read post]
4 Jul 2010, 10:02 am
Fannie Mae Delisted from NYSE Federal regulators' decision week to remove shares of Fannie Mae (FNM) and Freddie Mac (FRE) from the New York Stock Exchange marks a fundamental change for the two mortgage agencies now operating under conservatorship. [read post]
13 May 2010, 11:30 am
They do say the precipitous decline was magnified by how some trading platforms, like the old-fashioned New York Stock Exchange, halted trading when the downward spiral began while electronic trading platforms did not. [read post]
15 Mar 2023, 8:23 am
The SEC also charged Guo and Puerto Rico and New York-based G Club Operations LLC and New York-based Mountains of Spices LLC with violations of the registration provisions of the securities laws in connection with these offerings. [read post]
3 Jun 2016, 1:22 pm
Birnbaum of the New York Regional Office. [read post]
29 Dec 2021, 5:35 am
The Securities and Exchange Commission today charged Medallion Financial Corp., a Delaware company headquartered in New York, NY, and its President and Chief Operating Officer, Andrew Murstein of New York, NY, with illegally engaging in two schemes in an…Read the Full Press ReleaseHave a securities law question? [read post]
21 Sep 2015, 3:30 am
Cristie Ford In the early 2000s, I spent some time as a fly on the wall of the floor of the New York Stock Exchange. [read post]
21 Aug 2012, 2:43 pm
Several more announcements followed in April and May 2010, including the announcement that the New York Stock Exchange was delisting NEP stock. [read post]
8 Feb 2021, 6:36 am
The Securities And Exchange Commission recently published an investor alert discussing stock information on social media. [read post]
