Search for: "OXLEY v. STATE" Results 581 - 600 of 659
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23 Apr 2009, 4:20 am
Securities and Exchange Commission, the principal laws that protect investors and preserve business integrity are (i) the Securities Act of 1933, (ii) the Securities Act of 1934, (iii) the Trust Indenture Act of 1939, (iv) the Investment Company Act of 1940, (v) the Investment Advisers Act of 1940, and (vi) the Sarbanes-Oxley Act of 2002. [read post]
23 Mar 2009, 7:00 am
  For more information about the firm's Sarbanes-Oxley Whistleblower Practice, click here. [read post]
4 Mar 2009, 7:15 am
On February 27, 2009, the United States Department of Labor's Administrative Review Board ("ARB") affirmed the Administrative Law Judge's ("ALJ") opinion in Kalkunte v. [read post]
2 Dec 2008, 12:53 am
"   After reviewing the case law concerning corporate securities liability, including its own prior decision in the Nordstrom v. [read post]
1 Dec 2008, 2:46 am
The 9th Circuit, in Glazer Capital Management LP v. [read post]