Search for: "Officer Oxley"
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5 Aug 2011, 11:27 am
Steve Stivers (R-OH).The Sarbanes-Oxley Act mandated that companies have an internal mechanism to report criminal activity, such as an anonymous tip-line. [read post]
2 Aug 2011, 9:59 am
The Sarbanes-Oxley Act is a law to be enforced. [read post]
21 Jul 2011, 2:02 pm
The suit alleged violations of Section 304 of the Sarbanes-Oxley Act of 2002. [read post]
21 Jul 2011, 1:39 pm
. “The Congress that passed Sarbanes-Oxley concluded that the only way to ensure transparency in corporate numbers was to require corporate officers to certify that their numbers were correct. [read post]
20 Jul 2011, 5:22 am
http://tinyurl.com/5vpylk2 (Sarbanes-Oxley Compliance Journal) New Standards Activity for Enterprise Content and Records Management - http://tinyurl.com/4xf8mau (Josette Rigsby) Personal and Professional Use of Digital and Social Media – http://tinyurl.com/6gz3kuk (Socialware) The 2011 GC Compensation Survey - http://tinyurl.com/4xkgqpu (Shannon Green) The Scope and Framework of Successful Information Governance – http://tinyurl.com/3ga7ev8 (Teradata) Technology and Tactics 4… [read post]
20 Jul 2011, 5:22 am
http://tinyurl.com/5vpylk2 (Sarbanes-Oxley Compliance Journal) New Standards Activity for Enterprise Content and Records Management - http://tinyurl.com/4xf8mau (Josette Rigsby) Personal and Professional Use of Digital and Social Media – http://tinyurl.com/6gz3kuk (Socialware) The 2011 GC Compensation Survey - http://tinyurl.com/4xkgqpu (Shannon Green) The Scope and Framework of Successful Information Governance – http://tinyurl.com/3ga7ev8 (Teradata) Technology and Tactics 4… [read post]
15 Jul 2011, 6:27 am
We already have at least 109 Offices of Inspector General across the Government – 109! [read post]
11 Jul 2011, 8:04 am
If the company's senior officers condoned illegal advertising practices, it is required to disclose a waiver from its Code of Ethics under Section 406 of the Sarbanes-Oxley Act. [read post]
7 Jul 2011, 2:31 pm
” Makes sense for a court that hears so many takeover battles and securities suits claiming officers and directors of companies have breached their shareholder responsibilities in some form or fashion. [read post]
26 Jun 2011, 11:42 pm
Note: Under Section 406, a senior financial officer is the "principal executive officer, principal financial officer, principal accounting officer or controller, or persons performing similar functions. [read post]
15 Jun 2011, 5:45 am
You're Not Alone - http://t.co/eRG9hkM (B&L Blog) The Future of Computing Looks Flexible - http://tinyurl.com/3joev4v (Michael Roach) The Social Business Activity Cycle - http://tinyurl.com/3h8pm8b (Mike Langford) Troubleshooting Access to Mailboxes - http://t.co/kG4gnWK (Mike Rede) Twitter is the new Facebook - http://tinyurl.com/3d9j3d2 (Adam Ostrow) Twitter Hashtags of the Week #eDiscovery #eDisclosure #ILTA11 #LegalTech Vendor Views Industry Landscape AccessData Opens New… [read post]
7 Jun 2011, 6:12 am
This month, we feature a pair of Philadelphia, Pennsylvania based solos: Michele Grant [MG] of GrantMyersLLC.com – “The Artists Law Firm,” a full-service, talent-side firm focusing on representation of creators and performers, and providing assistance to 501c(3) non-profits and Leo Mulvihill [LM] of Law Office of Leo Mulvihill, handling criminal defense work and representation of local businesses. [read post]
2 Jun 2011, 6:59 pm
Are senior officers making false disclosures to auditors and government agencies? [read post]
2 Jun 2011, 5:59 pm
Are senior officers making false disclosures to auditors and government agencies? [read post]
26 May 2011, 1:08 am
The bottom line is that for those of us who worry about the potential exposures of directors and officers of public companies, there is a whole new category of concerns. [read post]
23 May 2011, 6:28 pm
If it weren't for the heroic efforts of the FBI, SEC, Postal Inspector's Office, US Attorney's Office, and class action plaintiff's lawyers who investigated, prosecuted, and sued me, I would still be the criminal CFO of Crazy Eddie today. [read post]
22 May 2011, 12:44 pm
He has authored numerous whistleblower protection statutes, including the 1986 and 2009 amendments to the False Claims Act, the 2006 amendments to the Internal Revenue Service whistleblower program, and the Sarbanes-Oxley whistleblower protections for employees of publicly traded companies. [read post]
16 May 2011, 11:32 am
(Alain Leibman, Esq., the author of this entry and a co-author of this blog, is a partner with Fox Rothschild LLP, based in our Princeton, NJ office. [read post]
16 May 2011, 1:51 am
The Dodd-Frank clawback provisions go far beyond the clawback requirements instituted in the Sarbanes Oxley Act. [read post]
13 May 2011, 10:25 am
Additional May moments include the National Day of Prayer (May 5), Military Spouse Appreciation Day (May 6), Peace Officers Memorial Day (May 15), National Defense Transportation Day (May 20), and Memorial Day (May 30). [read post]
