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27 Aug 2020, 3:03 am by Lynn Jokela
 And Commissioner Hester Peirce tweeted about her statement that the rule didn’t go far enough. [read post]
21 Jun 2019, 7:40 am by Astarita
 “I once again would like to thank Commissioner Peirce for her excellent leadership on our efforts to stand up the Dodd-Frank Title VII regulatory regime. [read post]
13 Mar 2013, 12:15 am by Peter Tillers
Peirce: books & online extractsUmberto Eco & Thomas Sebeok, eds., THE SIGN OF THREE: DUPIN, HOLMES, PEIRCE (Indiana U. [read post]
10 Nov 2020, 7:19 am by John Jascob
That could open the door to a brief, but potentially consequential, chairwomanship by Peirce, who has advocated for more aggressive action to promote blockchain-related interests, such as cryptocurrency-based exchange-traded funds and to protect the early distribution of tokens from being deemed securities transactions. [read post]
3 May 2023, 9:03 pm by renholding
Peirce, Commissioner, SEC, Statement on Proposed Amendments to Form PF to Require Current Reporting and Amend Reporting Requirements for Large Private Equity Advisers and Large Liquidity Fund Advisers (Jan. 26, 2022), https://www.sec.gov/news/statement/peirce-form-pf-20220122#_ftnref1 (citing Reporting by Investment Advisers to Private Funds and Certain Commodity Pool Operators and Commodity Trading Advisors on Form PF, Advisers Act Release No. 3308 (Oct. 31, 2011), [76 FR 71128… [read post]
1 Jun 2016, 9:30 am by azatty
W-6: A Discussion of the Complete Family Violence Dynamic Co-chairs: Joan Bundy, Lydia Peirce Linsmeier Who should attend this seminar? [read post]
25 Apr 2024, 9:05 pm by renholding
Commissioner Hester Peirce also focused on efforts to protect investors but noted the need for greater public engagement. [read post]
16 Oct 2020, 4:19 am by John Jascob
Crenshaw also said that being at the Commission and in the military has helped her learn first-hand what soldiers as investors are thinking and what questions they have about investment products and disclosures.Regarding family life, Crenshaw said that she has a toddler son, and with daycare closed due to COVID-19, her confirmation hearing was particularly challenging but she praised the individuals around her, including those who share her commitment to public service.Building on Crenshaw’s… [read post]
15 Jun 2018, 8:23 am by John Jascob
Commissioner Peirce observed the apparent preference for plain, simple disclosure, but said that one of the pushbacks when developing Form CRS was that not everything should be simplified and that there should be an effort to get investors comfortable with complex terms. [read post]
4 Nov 2021, 7:38 am by John Jascob
The staff believes that SLB 14J and SLB14K expanded the concept of micromanagement beyond the Commission’s policy directives by creating the impression that any limit on company or board discretion constitutes micromanagement.Commissioners Hester Peirce and Elad Roisman, who objected to the approach outlined in SLB14L in a joint public statement, took specific issue with this claim. [read post]
4 Apr 2024, 6:02 am by Unknown
Commissioner Hester Peirce also quarreled with agency’s direction, but she focused largely on Staff Accounting Bulletin (SAB) No. 121 and its related guidance, which she said was prepared by the Office of the Chief Accountant (OCA) without input from the full Commission.SAB No. 121 directs public companies that safeguard crypto assets for clients to put a liability and corresponding asset on their balance sheet and adjust them as the value of the asset changes. [read post]