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2 Sep 2014, 4:27 am by Kevin LaCroix
A message implicit in his speech is that the Commission may hold boards accountable for their responsibilities as well. [read post]
9 Aug 2014, 8:16 am
Sovereign wealth funds (SWFs) have emerged, especially from the start of the 21st century, as important players in global finance.[2] They represent a marked departure from the traditional roles of states and permit political entities, public institutions, to engage in private market transactions beyond their national borders as private market participants. [read post]
18 Jul 2014, 10:40 am by nedaj
  Generally, an RIA will be deemed to have “custody” of assets if it directly or indirectly holds client funds or securities or has the authority to obtain them, such as where an RIA can deduct fees directly from client accounts. [read post]
16 Jul 2014, 4:03 am by Kevin LaCroix
  In May 2014 the FTC sent a letter to the judge overseeing the bankruptcy of ConnectEDU, Inc. stating that the proposed sale of the company’s assets would violate the ConnectEDU privacy policy because consumer information would be sold without the consumers’ consent. [read post]
15 Jul 2014, 7:10 am by Allison Tussey
Those companies included Superior International Investment Corporation; ABC Auto Wholesalers, Inc.; Skyview Aviation, Inc.; Fidelity Investment Group LLC; PBJB Best Investment LLC; Divello Family LLC; and Leesburg Title and Escrow Company. [read post]
16 Jun 2014, 11:59 am
The Second Circuit affirmed, holding that “because the Discovery Order involves discovery, not attachment of sovereign property, and because it is directed at third-party banks, not at Argentina itself, Argentina’s sovereign immunity is not infringed. [read post]
18 May 2014, 5:30 am by Barry Sookman
Google http://t.co/PGKQodSH0o -> Nortel trial deciding fate of $7.3B in remaining assets complicated by global footprint http://t.co/e6eDvfrzDM -> U.S. [read post]
6 May 2014, 8:43 am by Ed. Microjuris.com Puerto Rico
Curso: Puerto Rico in Crisis – Current Topics in Public and Private Sector Restructurings and Bankruptcies Hermann D. [read post]
11 Apr 2014, 7:41 am
Smith files bankruptcy after Howard’s death, with her claims against Howard’s estate –separate litigation (up and down the federal court system and the Texas court system) ensues.In the Smith bankruptcy, Pierce files a non-dischargeability complaint and a proof of claim based upon his allegations that Smith defamed him through having her lawyers publicize (through the press) that Pierce defrauded Smith to gain control of… [read post]
8 Apr 2014, 7:26 am by Trent Dykes
Equally important, the engineering team itself is an asset – and neither target nor any buyer will want that asset to simply walk out the door. [read post]
25 Feb 2014, 10:02 am by Justin Bagdady
”  Brenner added that this provision could thus “fill a gap” caused by the Supreme Court’s decision in Janus Capital Inc. v. [read post]
18 Feb 2014, 5:51 am by Mark Astarita
The Securities and Exchange Commission announced that two Hong Kong-based asset management firms whose accounts were frozen in a major insider trading case have agreed to pay nearly $11 million to settle the charges against them.The SEC obtained an emergency asset freeze in July 2012 against unknown traders just days after the announcement that China-based CNOOC Ltd. had agreed to acquire Canadian energy company Nexen Inc., causing more than a 50 percent spike in the price… [read post]
14 Feb 2014, 12:00 pm by Mary Pat Dwyer
  Hoosier Energy Rural Electric Cooperative, Inc. v. [read post]
3 Feb 2014, 4:13 am by Kevin LaCroix
The first complaint alleges claims for breach of fiduciary duty and waste of corporate assets. [read post]