Search for: "Registration Private (3)"
Results 581 - 600
of 4,732
Sorted by Relevance
|
Sort by Date
10 Nov 2011, 7:36 am
I think the result is that you end up under the federal level of registration and in the state level of regulation. [read post]
3 Dec 2009, 4:00 am
But the regulations have their own definition of a private placement: (1) the issuance of the partnership interests had to be exempt from registration under the Securities Act of 1933, and (2) the partnership does not have more than 100 partners at any time during the tax year of the partnership. 26 C.F.R. [read post]
20 Mar 2011, 5:30 pm
Whether you plan to work in the public or private sector, employers operate with a constant eye on results. [read post]
19 Mar 2011, 5:00 pm
Whether you plan to work in the public or private sector, employers operate with a constant eye on results. [read post]
16 Feb 2017, 10:00 pm
Registration for the conference is possible by sending an e-mail to francesca.maoli@edu.unige.it. [read post]
6 Apr 2015, 11:17 am
The early registration deadline is April 17, 2015. [read post]
31 May 2018, 6:21 pm
Nonetheless, in order to have a reasonable assurance that a private fund adviser is exempt from investment adviser registration, the offering materials of the fund should clearly and unambiguously state that the strategy being pursued is a venture capital strategy. [read post]
17 Oct 2012, 5:30 am
CFTC Regulation 4.13(a)(3) contains a “De Minimis Exemption. [read post]
3 Apr 2013, 9:06 am
All of the details on venue, accommodation and registration can be found on the conference website. [read post]
29 Feb 2016, 2:26 am
This prohibits private divorce. [read post]
21 Nov 2023, 2:31 am
By using IPKAT at checkout, a 10% discount in the registration fee will be applied. [read post]
19 Nov 2014, 8:17 am
A public hearing on the rule proposals will be held at 9:00 a.m. on December 3, 2014 at the Department of Consumer and Business Services, Finance and Corporate Securities, 350 Winter St. [read post]
18 Aug 2017, 2:35 pm
The Securities and Exchange Commission today issued two releases and the SEC staff released a Staff Accounting Bulletin to update interpretive guidance regarding revenue recognition.Consistent with developments in private-sector accounting standard setting, the SEC issued a release to update its guidance for bill-and-hold arrangements by stating that registrants should no longer refer to the criteria in Accounting and Auditing Enforcement Release No. 108, In the Matter of… [read post]
10 May 2011, 1:47 pm
He argued that private companies would be discouraged from conducting initial public offerings if they can get more private investors without needing to comply with SEC registration and disclosure rules. [read post]
15 Jun 2019, 11:20 am
These may include complying with registration and periodic reporting requirements. [read post]
1 Apr 2024, 6:30 am
Summary On March 6, 2024, the Securities and Exchange Commission (“SEC”) in a 3-to-2 vote[1] adopted its landmark climate-related disclosure rules (the “Final Rules”), which will significantly expand the climate-related information that U.S. public companies and foreign private issuers (other than Canadian issuers reporting on Form 40-F) will be required to disclose in their periodic reports and registration statements.[2] Our March 7, 2024… [read post]
1 Apr 2024, 6:30 am
Summary On March 6, 2024, the Securities and Exchange Commission (“SEC”) in a 3-to-2 vote[1] adopted its landmark climate-related disclosure rules (the “Final Rules”), which will significantly expand the climate-related information that U.S. public companies and foreign private issuers (other than Canadian issuers reporting on Form 40-F) will be required to disclose in their periodic reports and registration statements.[2] Our March 7, 2024… [read post]
30 Nov 2017, 8:09 am
New Section 11-407(b)(3) provides that a private fund adviser providing investment advice to one or more qualifying private funds shall pay an initial registration fee of $300 and a renewal fee of $300. [read post]
29 Oct 2013, 6:00 am
The registration period will end on Saturday, 11/2/13. [read post]
3 Sep 2010, 1:14 am
Registration for the conference is now open. [read post]
