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2 Nov 2020, 6:00 am
Further, the SEC has also added Investment Advisers – both those registered with the SEC or States, and those exempt from registration – as entities to fall within the definition of “accredited investors,” as well as “knowledgeable employees” of private funds. [read post]
2 Nov 2020, 1:07 am
The latest issue of the „Praxis des Internationalen Privat- und Verfahrensrechts (IPRax)“ features the following articles: C. [read post]
30 Oct 2020, 3:00 am
He has instead presided over a norm-shattering expansion of private interests in government. [read post]
28 Oct 2020, 9:16 am
This post is the second of a five-part series on litigation about mail voting during the 2020 general election. [read post]
23 Oct 2020, 8:39 am
"Workshop registration information follows along with the organizers' description of the recent, its importance, and the identity of those who will shape it. [read post]
23 Oct 2020, 3:00 am
Other U.S. officials, speaking privately, [read post]
21 Oct 2020, 12:32 pm
" "In determining domicile … courts consider factors including voting registration, employment, current residence, location of real and personal property, location of spouse and family, driver's license, automobile registration, tax payment and addresses, and location of a person's bank account and physician. [read post]
20 Oct 2020, 6:27 pm
Superior Court (2018) 4 Cal.5th 903 for determining whether a worker is an employee or an independent contractor for purposes of the Labor Code, the Unemployment Insurance Code, and the wage orders of the Industrial Welfare Commission. [read post]
16 Oct 2020, 6:41 am
Private Funds Risk Alert. [read post]
13 Oct 2020, 10:14 am
"Read 4 remaining paragraphs | Comments [read post]
8 Oct 2020, 7:11 am
By John Filar AtwoodThe SEC voted 3-2 to propose a limited, conditional exemption from broker registration requirements for "finders" who assist issuers with raising capital in private markets from accredited investors. [read post]
6 Oct 2020, 8:42 am
Re-registration typically triggers stamp duty taxes. [read post]
3 Oct 2020, 7:22 am
Since Regulation S-K does not apply to foreign private issuers unless a form reserved for foreign private issuers (e.g., Form F-1, F-3 or F-4) specifically refers to Regulation S-K, the amendments to Items 101 and 103 apply only to domestic registrants and foreign private issuers that have elected to file on domestic forms. [read post]
30 Sep 2020, 5:44 pm
"ICAP has also produced fact sheets for all 50 states "explaining the laws barring unauthorized private militia groups and what to do if groups of armed individuals are near a polling place or voter registration drive. [read post]
30 Sep 2020, 10:55 am
One of the most commonly used registration exemptions is Section 4(a)(2) of the Securities Act, which exempts those offerings which do not involve a “public offering. [read post]
29 Sep 2020, 6:13 pm
It begins around 11:00 am and doesn’t end until just after 4:00 pm. [read post]
24 Sep 2020, 8:29 am
The case for restricting the publication of home addresses is stronger than for some of the other items, but even such addresses are sometimes matters of public concern, as item 4 above suggests. [read post]
23 Sep 2020, 5:46 pm
Special provisions apply to successor registrants and foreign issuers.New Securities Act C&DI Question 115.18 asks whether the combined entity resulting from the merger of a private operating company into a reporting shell (e.g., a SPAC) can rely on the shell’s pre-combination reporting history to establish eligibility to use Form S-3. [read post]
21 Sep 2020, 7:27 am
A second conviction requires registration as a sex offender. [read post]
21 Sep 2020, 3:08 am
– How to Attend: Once you register, you’ll receive a Registration Confirmation email from mvp@markeys.com. [read post]
