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3 Apr 2012, 11:00 am by Lucas A. Ferrara, Esq.
(Bronx); Lillian Roberts, Executive Director, District Council 37, AFSCME; John Samuelsen, President Transport Workers Union Local 100; Gregory Floyd, President, International Brotherhood of Teamsters, Local 237. [read post]
2 Apr 2012, 4:00 am by Peter A. Mahler
His two other sons, Robert and Michael, who had left Paraco's employment to pursue other ventures, held minority stakes consisting of non-voting Class B shares. [read post]
26 Mar 2012, 1:38 pm by William McGrath
" The Supreme Court vacated a January 2011 decision by the Ninth Circuit that a § 16(b) claim is subject to tolling and remanded the case to the District Court for further proceedings (including consideration of other equitable tolling principles).As discussed here, in 2007 the plaintiff filed over 50 derivative complaints under Section 16(b) in connection with IPOs in 1999 and 2000, alleging that underwriters had arranged for post-IPO stock purchases of the issuers'… [read post]
26 Mar 2012, 7:47 am by Kali Borkoski
  Chief Justice Roberts did not participate in the case, and the Court was equally divided over whether the § 16(b) statute of limitations could be extended at all, so for the time being, it can be. [read post]
25 Mar 2012, 11:54 am by Francis Pileggi
  Delphi is an insurance holding company founded by defendant Robert Rosenkranz, who took the company public in 1990. [read post]
25 Mar 2012, 1:04 am by Mandelman
  I also know that as I say that, just last night attorney April Charney had a court stop her client’s foreclosure in Florida because the judge ruled that the person signing the “verification” either lacked sufficient knowledge or perhaps wasn’t even authorized to do so under Florida law – it looks like 1.110 (b), but don’t quote me. [read post]
21 Mar 2012, 3:23 am by John L. Welch
The identified goods are not restricted as to price, and presumably include inexpensive items that may be subject to impulse purchases.Finally, under the 13th du Pont factor, the Board considered Applicant Marcon's bad faith. [read post]
14 Mar 2012, 9:10 am by velvel
THE COMMITTEE ON FINANCIAL SERVICESTHE SECURITIES INVESTOR PROTECTION CORPORATION: PAST, PRESENT, AND FUTURE(PDF of transcript)WEDNESDAY, MARCH 7, 2012 9:30 A.M.? [read post]
10 Mar 2012, 10:26 am by Stefan Padfield
However, Frankel notes that disgorgement remains a possibility, at least as per a related case ruled on by Vice Chancellor Sam Glasscock (opinion here): “Glasscock was even more explicit about monetary relief in the Delphi ruling than Strine was in El Paso; he said he could simply order Rosenkranz to disgorge the premium he's slated to receive, giving Class A and Class B shareholders the same price per share. [read post]
3 Mar 2012, 1:59 am
. - $464,837.24Lobbyists: Charles Penry  (Tyson); James B. [read post]
2 Mar 2012, 5:05 am by Dennis Crouch
In his article for PaidContent, Jeff Roberts sees these two as "a test-run. . . . [read post]
16 Feb 2012, 5:47 pm by Steve Bainbridge
This standard was identified by the SEC itself in Cady, Roberts: a purpose of the securities laws was to eliminate “use of inside information for personal advantage. [read post]
13 Feb 2012, 6:24 pm
  Indeed, just a few days ago, NYU law professor Robert Howse dismissed a very good op-ed by Columbia's Jagdish Bhagwati that absolutely destroyed Obama's latest trade pandering. [read post]
13 Feb 2012, 5:00 am by J Robert Brown Jr.
  To the extent the contents of the briefing were leaked or otherwise disclosed to the public, the information would be reflected in share prices. [read post]
2 Feb 2012, 7:00 am by Idaho Estate Planning
For securities both bought and sold in 2011, the Form 1099-B, issued by the broker, normally shows the taxpayer's basis. [read post]
28 Jan 2012, 3:08 am by Lawrence Cunningham
”      Vanessa Redgrave, Jack Dempsey and Robert Reed B. [read post]
20 Jan 2012, 3:00 am by Kyle Krull
For securities both bought and sold in 2011, the Form 1099-B, issued by the broker, normally shows the taxpayer's basis. [read post]